Sheaff Brock Investment Advisors, LLC B. Riley Financial, Inc. Transaction History

Sheaff Brock Investment Advisors, LLC

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2022 Feb 13, 2023	BUY	$31.88 - $46.84 $2,869 - $4,215	90 Added 1.34%	6,830 $233,000
Q2 2022 Aug 02, 2022	BUY	$42.25 - $70.05 $9,717 - $16,111	230 Added 3.53%	6,740 $285,000
Q1 2022 May 16, 2022	BUY	$55.73 - $87.27 $112,017 - $175,412	2,010 Added 44.67%	6,510 $456,000
Q1 2022 May 06, 2022	SELL	$55.73 - $87.27 $111,460 - $174,540	-2,000 Reduced 30.77%	4,500 $315,000
Q4 2021 Jun 02, 2022	BUY	$58.94 - $89.05 $117,880 - $178,100	2,000 Added 44.44%	6,500 $578,000
Q4 2021 Feb 03, 2022	SELL	$58.94 - $89.05 $153,244 - $231,530	-2,600 Reduced 36.62%	4,500 $400,000
Q3 2021 Jun 02, 2022	BUY	$56.49 - $77.51 $112,980 - $155,020	2,000 Added 39.22%	7,100 $419,000
Q3 2021 Nov 03, 2021	SELL	$56.49 - $77.51 $56,490 - $77,510	-1,000 Reduced 16.39%	5,100 $301,000
Q2 2021 Aug 16, 2021	BUY	$56.91 - $76.5 $17,073 - $22,950	300 Added 5.17%	6,100 $461,000
Q1 2021 May 11, 2021	BUY	$43.34 - $66.25 $13,002 - $19,875	300 Added 5.45%	5,800 $327,000
Q4 2020 Feb 01, 2021	BUY	$24.67 - $44.52 $135,685 - $244,860	5,500 New	5,500 $243,000

156

9.4M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $141M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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