Shepherd Kaplan Krochuk, LLC Japan Smaller Capitalization Fund Inc Transaction History

Shepherd Kaplan Krochuk, LLC

$127 Million
Q3 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 12, 2022	BUY	$6.22 - $7.19 $52,807 - $61,043	8,490 Added 14.61%	66,610 $421,000
Q1 2022 May 06, 2022	BUY	$7.08 - $8.05 $216,860 - $246,571	30,630 Added 111.42%	58,120 $416,000
Q1 2020 May 12, 2020	SELL	$5.79 - $9.11 $14,532 - $22,866	-2,510 Reduced 8.37%	27,490 $194,000
Q4 2019 Feb 05, 2020	BUY	$8.66 - $9.57 $151,550 - $167,475	17,500 Added 140.0%	30,000 $268,000
Q3 2017 Nov 14, 2017	BUY	$11.96 - $12.55 $149,500 - $156,875	12,500	12,500 $157,000

Others Institutions Holding JOF

# of Institutions

59

Shares Held

22.6M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

5.71M
Shares

$43.4 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$39.2 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$34.8 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$17.1 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$8.05 Million
0.28% of portfolio

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

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