Sigma Planning Corp Invesco ETF Tr Ii Dwa Smallcap Transaction History

Sigma Planning Corp

$3.22 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 01, 2023	BUY	$70.66 - $79.45 $258,403 - $290,548	3,657 New	3,657 $287,000
Q2 2022 Aug 11, 2022	BUY	$67.91 - $87.08 $42,579 - $54,599	627 Added 18.57%	4,004 $272,000
Q1 2022 Apr 20, 2022	BUY	$75.5 - $90.52 $254,963 - $305,686	3,377 New	3,377 $286,000
Q1 2021 May 06, 2021	SELL	$74.1 - $95.23 $1.7 Million - $2.18 Million	-22,939 Closed	0 $0
Q4 2020 Feb 09, 2021	BUY	$59.22 - $78.36 $1.36 Million - $1.8 Million	22,939 New	22,939 $1.73 Million
Q4 2018 Jan 31, 2019	SELL	$40.08 - $56.36 $1.67 Million - $2.35 Million	-41,654 Closed	0 $0
Q3 2018 Nov 07, 2018	SELL	$53.44 - $59.39 $801 - $890	-15 Reduced 0.04%	41,654 $2.4 Million
Q2 2018 Aug 02, 2018	BUY	$48.13 - $57.13 $2.01 Million - $2.38 Million	41,669 New	41,669 $2.25 Million

Others Institutions Holding DWAS

# of Institutions

102

Shares Held

8.71M

Call Options Held

0

Put Options Held

0

Wealth Enhancement Advisory Services, LLC

6.12M
Shares

$601 Million
1.28% of portfolio
Morgan Stanley New York, NY

366K
Shares

$36 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

251K
Shares

$24.7 Million
0.01% of portfolio
Wells Fargo & Company San Francisco, CA

225K
Shares

$22.1 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

208K
Shares

$20.5 Million
0.0% of portfolio

About INVESCO ETF TR II DWA SMALLCAP

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