Sigma Planning Corp Hercules Capital, Inc. Transaction History

Sigma Planning Corp

$3.11 Billion
Q1 2024

A detailed history of Sigma Planning Corp transactions in Hercules Capital, Inc. stock. As of the latest transaction made, Sigma Planning Corp holds 41,359 shares of HTGC stock, worth $845,791. This represents 0.02% of its overall portfolio holdings.

Number of Shares

41,359

Previous 88,278 53.15%

Holding current value

$845,791

Previous $1.47 Million 48.13%

% of portfolio

0.02%

Previous 0.12%

22 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 01, 2024	SELL	$16.67 - $18.77 $782,139 - $880,669	-46,919 Reduced 53.15%	41,359 $763,000
Q4 2023 Feb 01, 2024	SELL	$15.09 - $16.93 $1.22 Million - $1.36 Million	-80,535 Reduced 47.71%	88,278 $1.47 Million
Q3 2023 Nov 06, 2023	SELL	$14.86 - $18.02 $41,474 - $50,293	-2,791 Reduced 1.63%	168,813 $2.77 Million
Q2 2023 Aug 01, 2023	SELL	$12.38 - $15.08 $129,222 - $157,405	-10,438 Reduced 5.73%	171,604 $2.54 Million
Q1 2023 May 05, 2023	BUY	$11.56 - $16.24 $89,821 - $126,184	7,770 Added 4.46%	182,042 $2.35 Million

Q4 2022 Jan 24, 2023	BUY	$11.59 - $14.93 $157,067 - $202,331	13,552 Added 8.43%	174,272 $0
Q3 2022 Nov 10, 2022	BUY	$11.45 - $25.47 $111,511 - $248,052	9,739 Added 6.45%	160,720 $1.86 Million
Q2 2022 Aug 11, 2022	SELL	$12.82 - $18.91 $52,549 - $77,512	-4,099 Reduced 2.64%	150,981 $2.04 Million
Q1 2022 Apr 20, 2022	SELL	$16.56 - $18.23 $32,540 - $35,821	-1,965 Reduced 1.25%	155,080 $2.8 Million
Q4 2021 Feb 02, 2022	SELL	$16.14 - $18.07 $59,298 - $66,389	-3,674 Reduced 2.29%	157,045 $2.61 Million
Q3 2021 Oct 28, 2021	SELL	$16.5 - $17.56 $93,538 - $99,547	-5,669 Reduced 3.41%	160,719 $2.67 Million
Q2 2021 Aug 13, 2021	BUY	$15.98 - $17.66 $121,943 - $134,763	7,631 Added 4.81%	166,388 $2.84 Million
Q1 2021 May 06, 2021	SELL	$14.21 - $16.6 $162,192 - $189,472	-11,414 Reduced 6.71%	158,757 $2.55 Million
Q4 2020 Feb 09, 2021	BUY	$11.13 - $14.42 $293,932 - $380,817	26,409 Added 18.37%	170,171 $2.45 Million
Q3 2020 Nov 03, 2020	BUY	$10.02 - $11.97 $66,592 - $79,552	6,646 Added 4.85%	143,762 $1.66 Million
Q2 2020 Jul 31, 2020	BUY	$6.64 - $11.83 $116,073 - $206,800	17,481 Added 14.61%	137,116 $1.44 Million
Q1 2020 May 01, 2020	BUY	$6.81 - $15.99 $232,030 - $544,811	34,072 Added 39.82%	119,635 $914,000
Q4 2019 Feb 03, 2020	BUY	$12.98 - $14.44 $214,182 - $238,274	16,501 Added 23.89%	85,563 $1.2 Million
Q3 2019 Nov 01, 2019	BUY	$12.66 - $13.44 $400,030 - $424,677	31,598 Added 84.34%	69,062 $923,000
Q2 2019 Aug 01, 2019	BUY	$12.57 - $13.75 $341,929 - $374,027	27,202 Added 265.08%	37,464 $480,000
Q1 2019 May 01, 2019	SELL	$11.23 - $14.04 $14,318 - $17,901	-1,275 Reduced 11.05%	10,262 $130,000
Q4 2018 Jan 31, 2019	BUY	$10.63 - $13.28 $122,638 - $153,211	11,537 New	11,537 $127,000

Others Institutions Holding HTGC

# of Institutions

309

Shares Held

34.1M

Call Options Held

508K

Put Options Held

417K

View Full List

About Hercules Capital, Inc.

Ticker HTGC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 127,239,000
Market Cap $2.6B
Description
Hercules Capital, Inc. is a business development company. The firm specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower...

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Sigma Planning Corp Hercules Capital, Inc. Transaction History