Sigma Planning Corp Nuveen Floating Rate Income Fund Transaction History

Sigma Planning Corp

$3.22 Billion
Q3 2024

A detailed history of Sigma Planning Corp transactions in Nuveen Floating Rate Income Fund stock. As of the latest transaction made, Sigma Planning Corp holds 77,878 shares of JFR stock, worth $694,671. This represents 0.02% of its overall portfolio holdings.

Number of Shares

77,878

Previous 82,854 6.01%

Holding current value

$694,671

Previous $716,000 4.19%

% of portfolio

0.02%

Previous 0.02%

26 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2024 Nov 01, 2024	SELL	$8.36 - $9.0 $41,599 - $44,784	-4,976 Reduced 6.01%	77,878 $686,000
Q2 2024 Aug 05, 2024	BUY	$8.45 - $8.83 $17,728 - $18,525	2,098 Added 2.6%	82,854 $716,000
Q1 2024 May 01, 2024	BUY	$8.16 - $8.75 $297,048 - $318,526	36,403 Added 82.08%	80,756 $704,000
Q4 2023 Feb 01, 2024	SELL	$7.65 - $8.22 $281,848 - $302,849	-36,843 Reduced 45.38%	44,353 $364,000
Q3 2023 Nov 06, 2023	BUY	$7.84 - $8.26 $419,118 - $441,571	53,459 Added 192.74%	81,196 $666,000
Q2 2023 Aug 01, 2023	BUY	$7.74 - $8.51 $1,006 - $1,106	130 Added 0.47%	27,737 $218,000
Q1 2023 May 05, 2023	SELL	$7.73 - $8.72 $6,779 - $7,647	-877 Reduced 3.08%	27,607 $226,000
Q4 2022 Jan 24, 2023	SELL	$7.84 - $8.57 $30,677 - $33,534	-3,913 Reduced 12.08%	28,484 $0
Q3 2022 Nov 10, 2022	SELL	$7.96 - $9.18 $6,344 - $7,316	-797 Reduced 2.4%	32,397 $263,000
Q2 2022 Aug 11, 2022	BUY	$8.2 - $10.23 $52,004 - $64,878	6,342 Added 23.62%	33,194 $277,000
Q1 2022 Apr 20, 2022	BUY	$9.39 - $10.48 $155,423 - $173,464	16,552 Added 160.7%	26,852 $269,000
Q4 2021 Feb 02, 2022	SELL	$9.96 - $10.45 $478 - $501	-48 Reduced 0.46%	10,300 $105,000
Q3 2021 Oct 28, 2021	BUY	$9.61 - $10.15 $99,444 - $105,032	10,348 New	10,348 $104,000
Q3 2020 Nov 03, 2020	SELL	$7.82 - $8.47 $147,039 - $159,261	-18,803 Closed	0 $0
Q2 2020 Jul 31, 2020	SELL	$7.17 - $8.15 $19,201 - $21,825	-2,678 Reduced 12.47%	18,803 $149,000
Q1 2020 May 01, 2020	SELL	$5.34 - $10.35 $30,090 - $58,322	-5,635 Reduced 20.78%	21,481 $162,000
Q4 2019 Feb 03, 2020	BUY	$9.39 - $10.24 $153,141 - $167,004	16,309 Added 150.91%	27,116 $278,000
Q3 2019 Nov 01, 2019	SELL	$9.48 - $9.85 $1,384 - $1,438	-146 Reduced 1.33%	10,807 $105,000
Q2 2019 Aug 01, 2019	SELL	$9.64 - $10.12 $5,899 - $6,193	-612 Reduced 5.29%	10,953 $108,000
Q1 2019 May 01, 2019	SELL	$9.33 - $10.12 $4,217 - $4,574	-452 Reduced 3.76%	11,565 $111,000
Q4 2018 Jan 31, 2019	SELL	$8.86 - $10.45 $40,029 - $47,213	-4,518 Reduced 27.32%	12,017 $111,000
Q3 2018 Nov 07, 2018	SELL	$10.18 - $10.48 $17,234 - $17,742	-1,693 Reduced 9.29%	16,535 $172,000
Q2 2018 Aug 02, 2018	SELL	$10.45 - $10.95 $1,682 - $1,762	-161 Reduced 0.88%	18,228 $190,000
Q1 2018 May 11, 2018	SELL	$10.78 - $11.29 $2,910 - $3,048	-270 Reduced 1.45%	18,389 $200,000
Q4 2017 Feb 07, 2018	BUY	$10.8 - $11.76 $810 - $882	75 Added 0.4%	18,659 $209,000
Q3 2017 Nov 06, 2017	BUY	$11.64 - $11.94 $216,317 - $221,892	18,584	18,584 $218,000

Others Institutions Holding JFR

# of Institutions

170

Shares Held

38.3M

Call Options Held

Put Options Held

View Full List

About NUVEEN FLOATING RATE INCOME FUND

Ticker JFR
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Fund is a close ended fixed income mutual fund launched by Nuveen Investments, Inc. It is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. The fund invests in fixed income markets of the United States. It primarily invests in adjustable rate secured and unsecured senior loans. Nuveen Floating ...

More about JFR

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Sigma Planning Corp Nuveen Floating Rate Income Fund Transaction History