Sigma Planning Corp New Mountain Finance Corp Transaction History

Sigma Planning Corp

$3.07 Billion
Q4 2024

26 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2023 Feb 01, 2024	SELL	$12.25 - $13.21 $591,332 - $637,673	-48,272 Reduced 59.25%	33,197 $422,000
Q3 2023 Nov 06, 2023	SELL	$12.48 - $13.1 $34,519 - $36,234	-2,766 Reduced 3.28%	81,469 $1.06 Million
Q2 2023 Aug 01, 2023	SELL	$11.42 - $12.69 $46,719 - $51,914	-4,091 Reduced 4.63%	84,235 $1.05 Million
Q1 2023 May 05, 2023	SELL	$11.63 - $13.11 $41,763 - $47,078	-3,591 Reduced 3.91%	88,326 $1.07 Million
Q4 2022 Jan 24, 2023	SELL	$11.4 - $12.8 $23,028 - $25,856	-2,020 Reduced 2.15%	91,917 $0
Q3 2022 Nov 10, 2022	SELL	$11.26 - $13.5 $8,726 - $10,462	-775 Reduced 0.82%	93,937 $1.08 Million
Q2 2022 Aug 11, 2022	SELL	$11.2 - $13.91 $38,236 - $47,488	-3,414 Reduced 3.48%	94,712 $1.13 Million
Q1 2022 Apr 20, 2022	SELL	$12.94 - $13.85 $28,843 - $30,871	-2,229 Reduced 2.22%	98,126 $1.36 Million
Q4 2021 Feb 02, 2022	SELL	$13.14 - $14.07 $64,346 - $68,900	-4,897 Reduced 4.65%	100,355 $1.38 Million
Q3 2021 Oct 28, 2021	SELL	$12.83 - $13.65 $51,076 - $54,340	-3,981 Reduced 3.64%	105,252 $1.4 Million
Q2 2021 Aug 13, 2021	SELL	$12.55 - $13.68 $2,484 - $2,708	-198 Reduced 0.18%	109,233 $1.44 Million
Q1 2021 May 06, 2021	SELL	$11.36 - $13.39 $158,278 - $186,562	-13,933 Reduced 11.29%	109,431 $1.36 Million
Q4 2020 Feb 09, 2021	SELL	$9.07 - $12.16 $62,456 - $83,733	-6,886 Reduced 5.29%	123,364 $1.4 Million
Q3 2020 Nov 03, 2020	BUY	$8.81 - $10.61 $8,237 - $9,920	935 Added 0.72%	130,250 $1.25 Million
Q2 2020 Jul 31, 2020	BUY	$5.02 - $10.45 $137,553 - $286,340	27,401 Added 26.89%	129,315 $1.2 Million
Q1 2020 May 01, 2020	BUY	$5.15 - $14.44 $14,301 - $40,099	2,777 Added 2.8%	101,914 $693,000
Q4 2019 Feb 03, 2020	BUY	$13.29 - $13.84 $61,705 - $64,259	4,643 Added 4.91%	99,137 $1.36 Million
Q3 2019 Nov 01, 2019	BUY	$13.3 - $14.07 $23,647 - $25,016	1,778 Added 1.92%	94,494 $1.29 Million
Q2 2019 Aug 01, 2019	SELL	$13.49 - $14.35 $29,084 - $30,938	-2,156 Reduced 2.27%	92,716 $1.3 Million
Q1 2019 May 01, 2019	BUY	$12.78 - $14.16 $31,157 - $34,522	2,438 Added 2.64%	94,872 $1.29 Million
Q4 2018 Jan 31, 2019	SELL	$12.25 - $13.83 $139,723 - $157,744	-11,406 Reduced 10.98%	92,434 $1.16 Million
Q3 2018 Nov 07, 2018	BUY	$13.5 - $14.25 $38,988 - $41,154	2,888 Added 2.86%	103,840 $1.4 Million
Q2 2018 Aug 02, 2018	BUY	$13.25 - $13.95 $10,692 - $11,257	807 Added 0.81%	100,952 $1.37 Million
Q1 2018 May 11, 2018	BUY	$12.55 - $13.75 $75,751 - $82,995	6,036 Added 6.41%	100,145 $1.32 Million
Q4 2017 Feb 07, 2018	BUY	$13.55 - $14.5 $48,509 - $51,910	3,580 Added 3.95%	94,109 $1.28 Million
Q3 2017 Nov 06, 2017	BUY	$13.55 - $14.7 $1.23 Million - $1.33 Million	90,529	90,529 $1.29 Million

Others Institutions Holding NMFC

# of Institutions

190

Shares Held

38.8M

Call Options Held

77.2K

Put Options Held

1.8K

Cerity Partners LLC New York, NY

3.82M
Shares

$44.4 Million
0.1% of portfolio
Round Table Services, LLC

3.8M
Shares

$44.1 Million
8.61% of portfolio
Allspring Global Investments Holdings, LLC

2.88M
Shares

$33.5 Million
0.05% of portfolio
High Tower Advisors, LLC Chicago, IL

2.65M
Shares

$30.8 Million
0.04% of portfolio
Lsv Asset Management Chicago, IL

2.48M
Shares

$28.8 Million
0.06% of portfolio

View Full List

About New Mountain Finance Corp

Ticker NMFC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 100,716,928
Market Cap $1.17B
Description
New Mountain Finance Corporation (Nasdaq: NMFC), a business development company is a private equity / buyouts and loan fund specializes in directly investing and lending to middle market companies in ?defensive growth? industries. The fund prefers investing in buyout and middle market companies. It also makes investments in debt securities at al...

More about NMFC

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