Sigma Planning Corp Ofs Capital Corp Transaction History

Sigma Planning Corp

$3.22 Billion
Q3 2024

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2023 Feb 01, 2024	SELL	$9.84 - $12.31 $192,499 - $240,820	-19,563 Reduced 36.83%	33,561 $392,000
Q3 2023 Nov 06, 2023	SELL	$9.78 - $12.33 $4,860 - $6,128	-497 Reduced 0.93%	53,124 $597,000
Q2 2023 Aug 01, 2023	BUY	$9.18 - $10.84 $9,235 - $10,905	1,006 Added 1.91%	53,621 $530,000
Q1 2023 May 05, 2023	BUY	$9.65 - $10.69 $11,676 - $12,934	1,210 Added 2.35%	52,615 $541,000
Q4 2022 Jan 24, 2023	BUY	$8.11 - $11.09 $39,974 - $54,662	4,929 Added 10.61%	51,405 $0
Q3 2022 Nov 10, 2022	SELL	$7.69 - $11.39 $27,499 - $40,730	-3,576 Reduced 7.14%	46,476 $382,000
Q2 2022 Aug 11, 2022	SELL	$9.92 - $13.44 $17,836 - $24,165	-1,798 Reduced 3.47%	50,052 $497,000
Q1 2022 Apr 20, 2022	BUY	$9.5 - $13.0 $2,574 - $3,523	271 Added 0.53%	51,850 $674,000
Q4 2021 Feb 02, 2022	SELL	$10.38 - $11.4 $11,345 - $12,460	-1,093 Reduced 2.08%	51,579 $562,000
Q3 2021 Oct 28, 2021	BUY	$8.8 - $10.55 $20,618 - $24,718	2,343 Added 4.66%	52,672 $546,000
Q2 2021 Aug 13, 2021	BUY	$8.77 - $10.3 $44,384 - $52,128	5,061 Added 11.18%	50,329 $501,000
Q1 2021 May 06, 2021	SELL	$6.82 - $9.15 $24,006 - $32,208	-3,520 Reduced 7.21%	45,268 $397,000
Q4 2020 Feb 09, 2021	BUY	$3.97 - $7.58 $12,803 - $24,445	3,225 Added 7.08%	48,788 $349,000
Q3 2020 Nov 03, 2020	BUY	$4.04 - $5.08 $56,402 - $70,921	13,961 Added 44.18%	45,563 $215,000
Q2 2020 Jul 31, 2020	BUY	$3.52 - $5.7 $9,349 - $15,139	2,656 Added 9.18%	31,602 $143,000
Q1 2020 May 01, 2020	BUY	$3.7 - $11.97 $19,162 - $61,992	5,179 Added 21.79%	28,946 $118,000
Q4 2019 Feb 03, 2020	BUY	$10.99 - $12.01 $13,177 - $14,399	1,199 Added 5.31%	23,767 $265,000
Q3 2019 Nov 01, 2019	BUY	$10.98 - $12.27 $16,393 - $18,319	1,493 Added 7.08%	22,568 $262,000
Q2 2019 Aug 01, 2019	SELL	$11.85 - $12.8 $6,742 - $7,283	-569 Reduced 2.63%	21,075 $253,000
Q1 2019 May 01, 2019	BUY	$10.77 - $12.52 $12,622 - $14,673	1,172 Added 5.72%	21,644 $254,000
Q4 2018 Jan 31, 2019	SELL	$9.89 - $11.95 $40,984 - $49,520	-4,144 Reduced 16.83%	20,472 $217,000
Q3 2018 Nov 07, 2018	BUY	$11.48 - $12.7 $87,925 - $97,269	7,659 Added 45.17%	24,616 $293,000
Q2 2018 Aug 02, 2018	BUY	$10.65 - $12.2 $17,519 - $20,069	1,645 Added 10.74%	16,957 $194,000
Q1 2018 May 11, 2018	BUY	$10.98 - $12.5 $29,514 - $33,600	2,688 Added 21.29%	15,312 $172,000
Q4 2017 Feb 07, 2018	BUY	$11.85 - $13.18 $149,594 - $166,384	12,624	12,624 $150,000

Others Institutions Holding OFS

# of Institutions

Shares Held

2.75M

Call Options Held

14.5K

Put Options Held

900

International Assets Investment Management, LLC Orlando, FL

1.18M
Shares

$10.4 Million
0.38% of portfolio
Farmer Steven Patrick

319K
Shares

$2.83 Million
0.05% of portfolio
Advisors Asset Management, Inc. Monument, CO

245K
Shares

$2.17 Million
0.04% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

171K
Shares

$1.52 Million
0.0% of portfolio
Two Sigma Investments, LP New York, NY

117K
Shares

$1.03 Million
0.0% of portfolio

View Full List

About OFS Capital Corp

Ticker OFS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 13,429,777
Market Cap $119M

More about OFS

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Sigma Planning Corp, based on Form 13F filings with the SEC.

News

Stay updated on Sigma Planning Corp with notifications on news.

Account