Sigma Planning Corp Prospect Capital Corp Transaction History

Sigma Planning Corp

$3.11 Billion
Q1 2024

A detailed history of Sigma Planning Corp transactions in Prospect Capital Corp stock. As of the latest transaction made, Sigma Planning Corp holds 75,691 shares of PSEC stock, worth $418,571. This represents 0.01% of its overall portfolio holdings.

Number of Shares

75,691

Previous 53,245 42.16%

Holding current value

$418,571

Previous $318,000 31.13%

% of portfolio

0.01%

Previous 0.03%

27 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 01, 2024	BUY	$5.33 - $6.24 $119,637 - $140,063	22,446 Added 42.16%	75,691 $417,000
Q4 2023 Feb 01, 2024	SELL	$5.08 - $6.18 $201,137 - $244,690	-39,594 Reduced 42.65%	53,245 $318,000
Q3 2023 Nov 06, 2023	BUY	$5.94 - $6.65 $41,615 - $46,589	7,006 Added 8.16%	92,839 $561,000
Q2 2023 Aug 01, 2023	SELL	$6.08 - $6.94 $147,768 - $168,669	-24,304 Reduced 22.07%	85,833 $532,000
Q1 2023 May 05, 2023	BUY	$6.67 - $7.66 $13,400 - $15,388	2,009 Added 1.86%	110,137 $766,000

Q4 2022 Jan 24, 2023	BUY	$6.39 - $7.82 $17,687 - $21,645	2,768 Added 2.63%	108,128 $0
Q3 2022 Nov 10, 2022	SELL	$6.11 - $19.55 $2,156 - $6,901	-353 Reduced 0.33%	105,360 $653,000
Q2 2022 Aug 11, 2022	SELL	$6.68 - $8.48 $15,290 - $19,410	-2,289 Reduced 2.12%	105,713 $739,000
Q1 2022 Apr 20, 2022	BUY	$7.86 - $8.89 $23,564 - $26,652	2,998 Added 2.86%	108,002 $894,000
Q4 2021 Feb 02, 2022	SELL	$7.83 - $9.0 $55,467 - $63,756	-7,084 Reduced 6.32%	105,004 $883,000
Q3 2021 Oct 28, 2021	BUY	$7.69 - $8.46 $5,136 - $5,651	668 Added 0.6%	112,088 $863,000
Q2 2021 Aug 13, 2021	BUY	$7.62 - $9.22 $61,965 - $74,977	8,132 Added 7.87%	111,420 $935,000
Q1 2021 May 06, 2021	BUY	$5.51 - $7.98 $76,726 - $111,121	13,925 Added 15.58%	103,288 $792,000
Q4 2020 Feb 09, 2021	SELL	$4.95 - $5.6 $19,998 - $22,624	-4,040 Reduced 4.33%	89,363 $483,000
Q3 2020 Nov 03, 2020	SELL	$4.68 - $5.17 $81,258 - $89,766	-17,363 Reduced 15.68%	93,403 $470,000
Q2 2020 Jul 31, 2020	BUY	$3.78 - $5.74 $34,564 - $52,486	9,144 Added 9.0%	110,766 $566,000
Q1 2020 May 01, 2020	SELL	$4.04 - $6.61 $37,608 - $61,532	-9,309 Reduced 8.39%	101,622 $432,000
Q4 2019 Feb 03, 2020	SELL	$6.37 - $6.7 $40,060 - $42,136	-6,289 Reduced 5.37%	110,931 $714,000
Q3 2019 Nov 01, 2019	SELL	$6.3 - $6.73 $41,643 - $44,485	-6,610 Reduced 5.34%	117,220 $772,000
Q2 2019 Aug 01, 2019	BUY	$6.24 - $6.83 $37,109 - $40,618	5,947 Added 5.04%	123,830 $809,000
Q1 2019 May 01, 2019	BUY	$6.27 - $6.93 $30,961 - $34,220	4,938 Added 4.37%	117,883 $769,000
Q4 2018 Jan 31, 2019	SELL	$5.77 - $7.27 $49,212 - $62,005	-8,529 Reduced 7.02%	112,945 $713,000
Q3 2018 Nov 07, 2018	BUY	$6.67 - $7.58 $11,879 - $13,499	1,781 Added 1.49%	121,474 $890,000
Q2 2018 Aug 02, 2018	BUY	$6.3 - $6.93 $55,912 - $61,503	8,875 Added 8.01%	119,693 $803,000
Q1 2018 May 11, 2018	SELL	$6.21 - $7.01 $32,093 - $36,227	-5,168 Reduced 4.46%	110,818 $726,000
Q4 2017 Feb 07, 2018	SELL	$5.56 - $7.26 $37,363 - $48,787	-6,720 Reduced 5.48%	115,986 $782,000
Q3 2017 Nov 06, 2017	BUY	$6.55 - $8.18 $803,724 - $1 Million	122,706	122,706 $825,000

Others Institutions Holding PSEC

# of Institutions

248

Shares Held

37.4M

Call Options Held

Put Options Held

7.64M

View Full List

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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Sigma Planning Corp Prospect Capital Corp Transaction History