Sigma Planning Corp First Trust ETF Iii Riverfront Transaction History

Sigma Planning Corp

$3.32 Billion
Q3 2025

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2019 Feb 03, 2020	SELL	$54.09 - $60.15 $333,032 - $370,343	-6,157 Closed	0 $0
Q3 2019 Nov 01, 2019	SELL	$52.61 - $57.45 $242,637 - $264,959	-4,612 Reduced 42.83%	6,157 $343,000
Q2 2019 Aug 01, 2019	BUY	$54.38 - $58.46 $1,631 - $1,753	30 Added 0.28%	10,769 $611,000
Q1 2019 May 01, 2019	SELL	$50.68 - $57.25 $203,024 - $229,343	-4,006 Reduced 27.17%	10,739 $605,000
Q4 2018 Jan 31, 2019	SELL	$49.45 - $61.99 $170,305 - $213,493	-3,444 Reduced 18.93%	14,745 $755,000
Q3 2018 Nov 07, 2018	BUY	$59.55 - $63.16 $59,133 - $62,717	993 Added 5.77%	18,189 $1.12 Million
Q2 2018 Aug 02, 2018	BUY	$60.69 - $65.81 $523,997 - $568,203	8,634 Added 100.84%	17,196 $1.05 Million
Q1 2018 May 11, 2018	BUY	$62.53 - $68.93 $248,119 - $273,514	3,968 Added 86.37%	8,562 $547,000
Q4 2017 Feb 07, 2018	BUY	$62.66 - $64.45 $287,860 - $296,083	4,594	4,594 $294,000

Others Institutions Holding RFDI

# of Institutions

49

Shares Held

1.44M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

353K
Shares

$27.8 Million
0.0% of portfolio
Per Stirling Capital Management, Llc. Austin, TX

205K
Shares

$16.1 Million
1.95% of portfolio
Envestnet Asset Management Inc

147K
Shares

$11.6 Million
0.0% of portfolio
Prospera Financial Services Inc

137K
Shares

$10.8 Million
0.19% of portfolio
River Front Investment Group, LLC Richmond, VA

125K
Shares

$9.83 Million
0.19% of portfolio

About FIRST TRUST ETF III RIVERFRONT

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