Sigma Planning Corp Nuveen S&P 500 Dynamic Overwrite Fund Transaction History

Sigma Planning Corp

$3.22 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Jan 24, 2023	SELL	$15.33 - $17.87 $582 - $679	-38 Reduced 0.36%	10,500 $0
Q3 2022 Nov 10, 2022	SELL	$15.01 - $16.78 $74,479 - $83,262	-4,962 Reduced 32.01%	10,538 $158,000
Q1 2022 Apr 20, 2022	SELL	$16.48 - $18.82 $34,608 - $39,522	-2,100 Reduced 11.93%	15,500 $279,000
Q3 2021 Oct 28, 2021	SELL	$17.08 - $18.42 $13,373 - $14,422	-783 Reduced 4.26%	17,600 $301,000
Q2 2021 Aug 13, 2021	BUY	$16.57 - $19.07 $12,974 - $14,931	783 Added 4.45%	18,383 $333,000
Q1 2021 May 06, 2021	SELL	$14.84 - $16.53 $4,452 - $4,959	-300 Reduced 1.68%	17,600 $291,000
Q4 2020 Feb 09, 2021	SELL	$12.77 - $15.24 $7,828 - $9,342	-613 Reduced 3.31%	17,900 $273,000
Q3 2020 Nov 03, 2020	BUY	$12.91 - $14.43 $239,002 - $267,142	18,513 New	18,513 $247,000

Others Institutions Holding SPXX

# of Institutions

54

Shares Held

4.03M

Call Options Held

0

Put Options Held

0

Wells Fargo & Company San Francisco, CA

559K
Shares

$9.62 Million
0.0% of portfolio
Ubs Group Ag

433K
Shares

$7.45 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

287K
Shares

$4.94 Million
0.03% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

281K
Shares

$4.84 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

274K
Shares

$4.71 Million
0.42% of portfolio

About Nuveen S&P 500 Dynamic Overwrite Fund

Ticker SPXX
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen S&P 500 Dynamic Overwrite Fund is a closed-ended equity indexed mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Nuveen Asset Management, LLC. It invests in the public equity markets of the United States. The fund seeks to invest in stocks of companies operating across diversified...

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