Sound Income Strategies, LLC Pennant Park Floating Rate Capital Ltd. Transaction History

Sound Income Strategies, LLC

$1.2 Billion
Q1 2024

A detailed history of Sound Income Strategies, LLC transactions in Pennant Park Floating Rate Capital Ltd. stock. As of the latest transaction made, Sound Income Strategies, LLC holds 3,446,552 shares of PFLT stock, worth $39.3 Million. This represents 3.26% of its overall portfolio holdings.

Number of Shares

3,446,552

Previous 3,246,302 6.17%

Holding current value

$39.3 Million

Previous $39.3 Million 0.15%

% of portfolio

3.26%

Previous 3.57%

29 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 Apr 15, 2024	BUY	$11.09 - $12.61 $2.22 Million - $2.53 Million	200,250 Added 6.17%	3,446,552 $39.2 Million
Q4 2023 Jan 10, 2024	BUY	$9.71 - $12.24 $1.15 Million - $1.45 Million	118,587 Added 3.79%	3,246,302 $39.3 Million
Q3 2023 Oct 12, 2023	BUY	$10.32 - $11.39 $1.25 Million - $1.38 Million	121,478 Added 4.04%	3,127,715 $33.3 Million
Q2 2023 Jul 10, 2023	BUY	$10.37 - $11.06 $1.46 Million - $1.56 Million	140,881 Added 4.92%	3,006,237 $32 Million
Q1 2023 Apr 10, 2023	SELL	$9.98 - $12.2 $19,710 - $24,095	-1,975 Reduced 0.07%	2,865,356 $30.4 Million

Q4 2022 Jan 11, 2023	BUY	$9.77 - $11.6 $2.8 Million - $3.32 Million	286,593 Added 11.11%	2,867,331 $0
Q3 2022 Oct 18, 2022	BUY	$9.6 - $13.19 $1.24 Million - $1.7 Million	129,094 Added 5.27%	2,580,738 $24.8 Million
Q2 2022 Jul 11, 2022	BUY	$10.45 - $14.2 $713,776 - $969,916	68,304 Added 2.87%	2,451,644 $28.1 Million
Q1 2022 Apr 11, 2022	BUY	$12.23 - $13.56 $203,653 - $225,801	16,652 Added 0.7%	2,383,340 $32.2 Million
Q4 2021 Jan 13, 2022	BUY	$12.23 - $13.8 $730,314 - $824,067	59,715 Added 2.59%	2,366,688 $30.2 Million
Q3 2021 Oct 12, 2021	BUY	$12.51 - $13.41 $70,218 - $75,270	5,613 Added 0.24%	2,306,973 $29.5 Million
Q2 2021 Jul 13, 2021	SELL	$11.94 - $13.19 $1.46 Million - $1.61 Million	-122,378 Reduced 5.05%	2,301,360 $29.3 Million
Q1 2021 Apr 14, 2021	BUY	$10.46 - $12.63 $1.71 Million - $2.07 Million	163,880 Added 7.25%	2,423,738 $28.8 Million
Q4 2020 Jan 11, 2021	BUY	$7.8 - $10.96 $1.12 Million - $1.57 Million	143,486 Added 6.78%	2,259,858 $23.8 Million
Q3 2020 Oct 08, 2020	BUY	$7.98 - $8.82 $74,748 - $82,616	9,367 Added 0.44%	2,116,372 $17.9 Million
Q2 2020 Jul 13, 2020	SELL	$4.46 - $9.48 $790,169 - $1.68 Million	-177,168 Reduced 7.76%	2,107,005 $17.7 Million
Q1 2020 Apr 07, 2020	BUY	$3.75 - $12.67 $584,313 - $1.97 Million	155,817 Added 7.32%	2,284,173 $11.1 Million
Q4 2019 Jan 07, 2020	BUY	$11.33 - $12.56 $24.1 Million - $26.7 Million	2,128,356 New	2,128,356 $25.9 Million
Q4 2019 Jan 06, 2020	SELL	$11.33 - $12.56 $21.2 Million - $23.5 Million	-1,869,117 Closed	0 $0
Q3 2019 Oct 04, 2019	BUY	$11.22 - $11.79 $3.03 Million - $3.19 Million	270,417 Added 16.91%	1,869,117 $21.7 Million
Q2 2019 Jul 16, 2019	BUY	$11.44 - $13.35 $4.87 Million - $5.69 Million	426,133 Added 36.34%	1,598,700 $18.5 Million
Q1 2019 Apr 04, 2019	BUY	$11.8 - $13.38 $1.07 Million - $1.21 Million	90,537 Added 8.37%	1,172,567 $15 Million
Q4 2018 Jan 11, 2019	SELL	$11.2 - $13.34 $81,256 - $96,781	-7,255 Reduced 0.67%	1,082,030 $12.5 Million
Q4 2018 Jan 10, 2019	BUY	$11.2 - $13.34 $879,435 - $1.05 Million	78,521 Added 7.77%	1,089,285 $13.5 Million
Q4 2018 Jan 08, 2019	SELL	$11.2 - $13.34 $366,699 - $436,764	-32,741 Reduced 3.14%	1,010,764 $13.3 Million
Q3 2018 Oct 03, 2018	BUY	$13.15 - $13.83 $1.54 Million - $1.62 Million	117,138 Added 12.64%	1,043,505 $13.7 Million
Q2 2018 Aug 14, 2018	BUY	$13.08 - $14.1 $1.16 Million - $1.26 Million	89,027 Added 10.63%	926,367 $12.7 Million
Q1 2018 May 15, 2018	BUY	$12.19 - $13.85 $582,657 - $662,002	47,798 Added 6.05%	837,340 $11 Million
Q4 2017 Feb 14, 2018	BUY	$13.72 - $14.61 $10.8 Million - $11.5 Million	789,542	789,542 $10.1 Million

Others Institutions Holding PFLT

# of Institutions

117

Shares Held

14.7M

Call Options Held

64.4K

Put Options Held

28.2K

View Full List

About PennantPark Floating Rate Capital Ltd.

Ticker PFLT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent no...

More about PFLT

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Sound Income Strategies, LLC Pennant Park Floating Rate Capital Ltd. Transaction History