Sovereign Financial Group, Inc. Main Stay Mac Kay Defined Term Municipal Opportunities Fund Transaction History

Sovereign Financial Group, Inc.

$426 Million
Q4 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2024 Oct 08, 2024	SELL	$16.38 - $16.92 $27,977 - $28,899	-1,708 Reduced 10.84%	14,046 $236,000
Q2 2024 Jul 15, 2024	BUY	$15.99 - $16.58 $12,168 - $12,617	761 Added 5.08%	15,754 $261,000
Q1 2024 Apr 15, 2024	BUY	$16.12 - $16.74 $1,982 - $2,059	123 Added 0.83%	14,993 $245,000
Q4 2023 Feb 06, 2024	SELL	$14.35 - $16.29 $38,859 - $44,113	-2,708 Reduced 15.41%	14,870 $241,000
Q3 2023 Nov 03, 2023	BUY	$15.36 - $17.09 $106,306 - $118,279	6,921 Added 64.94%	17,578 $280,000
Q2 2023 Jul 31, 2023	BUY	$16.42 - $17.47 $174,987 - $186,177	10,657 New	10,657 $181,000
Q2 2022 Aug 15, 2022	SELL	$16.88 - $19.15 $195,250 - $221,508	-11,567 Closed	0 $0
Q1 2022 May 16, 2022	SELL	$18.4 - $21.43 $75,568 - $88,013	-4,107 Reduced 26.2%	11,567 $217,000
Q4 2021 Feb 15, 2022	SELL	$20.66 - $21.8 $27,870 - $29,408	-1,349 Reduced 7.92%	15,674 $341,000
Q3 2021 Nov 12, 2021	BUY	$21.65 - $23.15 $45,616 - $48,777	2,107 Added 14.13%	17,023 $373,000
Q1 2021 May 17, 2021	BUY	$21.25 - $22.55 $44,518 - $47,242	2,095 Added 16.34%	14,916 $331,000
Q4 2020 Feb 16, 2021	BUY	$20.44 - $21.94 $262,061 - $281,292	12,821 New	12,821 $279,000

Others Institutions Holding MMD

# of Institutions

67

Shares Held

5.16M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

541K
Shares

$8.31 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

308K
Shares

$4.74 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

251K
Shares

$3.86 Million
0.0% of portfolio
Wells Fargo & Company San Francisco, CA

238K
Shares

$3.66 Million
0.0% of portfolio
Raymond James Financial Inc St. Petersburg, FL

222K
Shares

$3.41 Million
0.0% of portfolio

About MainStay MacKay DefinedTerm Municipal Opportunities Fund

Ticker MMD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
MainStay DefinedTerm Municipal Opportunities Fund is a closed-ended fixed income mutual fund launched and managed by New York Life Investment Management LLC. The fund is co-managed by MacKay Shields LLC. It invests in the fixed income markets of the United States. The fund primarily invests in investment grade municipal bonds which are exempt fr...

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