Sowell Financial Services LLC Advent Convertible & Income Fund Transaction History

Sowell Financial Services LLC

$1.85 Billion
Q4 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 May 12, 2023	BUY	$11.06 - $13.13 $130,662 - $155,117	11,814 New	11,814 $136,000
Q1 2022 May 13, 2022	SELL	$14.45 - $18.43 $164,152 - $209,364	-11,360 Closed	0 $0
Q4 2021 Feb 09, 2022	BUY	$17.37 - $19.39 $1,615 - $1,803	93 Added 0.83%	11,360 $210,000
Q3 2021 Nov 04, 2021	BUY	$17.98 - $19.81 $202,580 - $223,199	11,267 New	11,267 $203,000
Q2 2021 Aug 05, 2021	SELL	$17.74 - $19.72 $4,931 - $5,482	-278 Closed	0 $0
Q1 2021 May 07, 2021	SELL	$16.28 - $17.92 $846 - $931	-52 Reduced 15.76%	278 $5,000
Q4 2020 Jan 13, 2021	SELL	$13.62 - $16.64 $204 - $249	-15 Reduced 4.35%	330 $5,000
Q3 2020 Nov 12, 2020	BUY	$13.1 - $14.57 $157 - $174	12 Added 3.6%	345 $5,000
Q2 2020 Aug 13, 2020	SELL	$9.7 - $13.94 $106 - $153	-11 Reduced 3.2%	333 $4,000
Q1 2020 May 12, 2020	BUY	$8.04 - $16.17 $168 - $339	21 Added 6.5%	344 $4,000
Q4 2019 Feb 07, 2020	SELL	$14.35 - $15.55 $86 - $93	-6 Reduced 1.82%	323 $5,000
Q3 2019 Nov 14, 2019	BUY	$14.08 - $15.11 $4,632 - $4,971	329 New	329 $5,000

Others Institutions Holding AVK

# of Institutions

95

Shares Held

12.3M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.57M
Shares

$19.3 Million
0.0% of portfolio
Raymond James Financial Inc St. Petersburg, FL

1.17M
Shares

$14.3 Million
0.01% of portfolio
Penserra Capital Management LLC Orinda, CA

996K
Shares

$12.3 Million
0.25% of portfolio
Absolute Investment Advisers LLC

797K
Shares

$9.81 Million
1.21% of portfolio
Wells Fargo & Company San Francisco, CA

745K
Shares

$9.17 Million
0.0% of portfolio

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

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