Sowell Financial Services LLC Royce Micro Cap Trust, Inc. Transaction History

Sowell Financial Services LLC

$2.1 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2021 Aug 05, 2021	SELL	$11.19 - $12.55 $839 - $941	-75 Closed	0 $0
Q1 2021 May 07, 2021	SELL	$9.96 - $12.15 $39 - $48	-4 Reduced 5.06%	75 $1,000
Q4 2020 Jan 13, 2021	BUY	$7.71 - $10.22 $7 - $10	1 Added 1.28%	79 $1,000
Q3 2020 Nov 12, 2020	BUY	$7.12 - $8.31 $284 - $332	40 Added 105.26%	78 $1,000
Q2 2020 Aug 13, 2020	SELL	$5.07 - $7.81 $10 - $15	-2 Reduced 5.0%	38 $0
Q1 2020 May 12, 2020	SELL	$4.56 - $8.95 $109 - $214	-24 Reduced 37.5%	40 $0
Q4 2019 Feb 07, 2020	SELL	$7.76 - $8.59 $23 - $25	-3 Reduced 4.48%	64 $0
Q3 2019 Nov 14, 2019	BUY	$7.65 - $8.28 $512 - $554	67 New	67 $1,000

Others Institutions Holding RMT

# of Institutions

101

Shares Held

15.4M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

2.29M
Shares

$22.1 Million
0.0% of portfolio
Allspring Global Investments Holdings, LLC

1.14M
Shares

$11 Million
0.02% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

1.09M
Shares

$10.5 Million
0.62% of portfolio
Alexander Randolph Advisory, Inc. Mclean, VA

998K
Shares

$9.63 Million
8.49% of portfolio
Ubs Group Ag

996K
Shares

$9.61 Million
0.0% of portfolio

About ROYCE MICRO-CAP TRUST, INC.

Ticker RMT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Royce Micro-Cap Trust, Inc. is a closed-ended equity mutual fund launched and managed Royce & Associates, LLC. It invests in the public equity markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in value stocks of companies with market capitalization of less...

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