Sowell Financial Services LLC Closed Holding Positions

Sowell Financial Services LLC

$2.1 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
EOLS Evolus, Inc. Healthcare	Q2 2021 Filed on Aug 05, 2021	300	$8.42 - $13.96 $2.53K - $4.19K
TDSE Exchange Listed Fds Trcabana T ETFs	Q2 2021 Filed on Aug 05, 2021	73,800	N/A
Exicure Inc Com	Q2 2021 Filed on Aug 05, 2021	35	N/A
Falcon Capital Acquisitn Corp Com Cl A	Q2 2021 Filed on Aug 05, 2021	50	N/A
FMAO Farmers & Merchants Bancorp Inc Financial Services	Q2 2021 Filed on Aug 05, 2021	50	$21.45 - $25.49 $1.07K - $1.27K
FPI Farmland Partners Inc. Real Estate	Q2 2021 Filed on Aug 05, 2021	240	$11.29 - $14.38 $2.71K - $3.45K
BGLD First Exch Tr Fd Cboe Vest Gol ETFs	Q2 2021 Filed on Aug 05, 2021	524	$19.0 - $20.2 $9.96K - $10.6K
FXD First Tr Exchange Traded Fd ETFs	Q2 2021 Filed on Aug 05, 2021	1,431	$58.03 - $61.76 $83K - $88.4K
FDNI First Tr ETF Ii Dow Jones ETFs	Q2 2021 Filed on Aug 05, 2021	26	$40.46 - $47.65 $1.05K - $1.24K
FAN First Tr Exchange Traded Fd Ii	Q2 2021 Filed on Aug 05, 2021	25	N/A
FPL First Trust New Opportunities Mlp & Energy Fund Financial Services	Q2 2021 Filed on Aug 05, 2021	271	$5.24 - $6.24 $1.42K - $1.69K
YMAR First Tr Ex Tr Viii Cboe Vest	Q2 2021 Filed on Aug 05, 2021	6,848	$20.23 - $21.14 $139K - $145K
DOCT First Tr Ex Trad Fd Viii Cboe ETFs	Q2 2021 Filed on Aug 05, 2021	990	$31.59 - $32.2 $31.3K - $31.9K
MYFW First Western Financial Inc Financial Services	Q2 2021 Filed on Aug 05, 2021	1,944	$24.55 - $28.97 $47.7K - $56.3K
FBRX Forte Biosciences, Inc. Healthcare	Q2 2021 Filed on Aug 05, 2021	28	$31.5 - $42.5 $882 - $1.19K
FOXF Fox Factory Holding Corp Consumer Cyclical	Q2 2021 Filed on Aug 05, 2021	678	$129.61 - $164.79 $87.9K - $112K
Franklin Libertyq Emerging Markets ETF	Q2 2021 Filed on Aug 05, 2021	875	N/A
FUBO Fubo Tv Inc. Communication Services	Q2 2021 Filed on Aug 05, 2021	24	$16.35 - $34.25 $392 - $822
JOB Gee Group Inc. Industrials	Q2 2021 Filed on Aug 05, 2021	350	$0.5 - $1.38 $175 - $483
GDS Gds Holdings LTD Technology	Q2 2021 Filed on Aug 05, 2021	2,112	$69.34 - $86.9 $146K - $184K
GRTX Galera Therapeutics, Inc. Healthcare	Q2 2021 Filed on Aug 05, 2021	1,160	$6.08 - $10.44 $7.05K - $12.1K
THRM Gentherm Inc Consumer Cyclical	Q2 2021 Filed on Aug 05, 2021	11	$67.97 - $77.39 $748 - $851
SPFF Global X Superincome Preferred ETFs	Q2 2021 Filed on Aug 05, 2021	830	$11.73 - $12.07 $9.74K - $10K
CTEC Global X Fds Cleantech ETF ETFs	Q2 2021 Filed on Aug 05, 2021	95	$16.9 - $22.16 $1.61K - $2.11K
EWEB Global X Fds Emerging Mkts Int ETFs	Q2 2021 Filed on Aug 05, 2021	25	N/A
EBIZ Global X Fds E Comm ETF (De)	Q2 2021 Filed on Aug 05, 2021	1,560	N/A
RNRG Glbl X Funds Glbl X Yldco & Re ETFs	Q2 2021 Filed on Aug 05, 2021	25	$14.79 - $16.46 $370 - $412
Global X Aging Population ETF	Q2 2021 Filed on Aug 05, 2021	85	N/A
SIL Global X Silver Miners ETF ETFs	Q2 2021 Filed on Aug 05, 2021	28	$41.3 - $49.4 $1.16K - $1.38K
CATH Global X Fds Global X S&P 500 ETFs	Q2 2021 Filed on Aug 05, 2021	524	$49.81 - $53.58 $26.1K - $28.1K
GFI Gold Fields LTD Basic Materials	Q2 2021 Filed on Aug 05, 2021	15,460	$8.86 - $12.21 $137K - $189K
GINN Goldman Sachs ETF Tr Innovate ETFs	Q2 2021 Filed on Aug 05, 2021	9,670	$55.82 - $62.5 $540K - $604K
HAAC Health Assurance Acquisition Corp. Financial Services	Q2 2021 Filed on Aug 05, 2021	38,017	$9.98 - $10.7 $379K - $407K
HFWA Heritage Financial Corp Financial Services	Q2 2021 Filed on Aug 05, 2021	8,999	$24.59 - $29.49 $221K - $265K
HSKA Heska Corp Healthcare	Q2 2021 Filed on Aug 05, 2021	300	$169.89 - $231.37 $51K - $69.4K
HMST Home Street, Inc. Financial Services	Q2 2021 Filed on Aug 05, 2021	124	$39.81 - $45.55 $4.94K - $5.65K
HOOK Hookipa Pharma Inc. Healthcare	Q2 2021 Filed on Aug 05, 2021	20	$9.16 - $19.51 $183 - $390
HYFM Hydrofarm Holdings Group, Inc. Industrials	Q2 2021 Filed on Aug 05, 2021	15	$53.72 - $65.7 $806 - $986
NARI Inari Medical, Inc. Healthcare	Q2 2021 Filed on Aug 05, 2021	55	$79.62 - $114.85 $4.38K - $6.32K
IEAWW Infrastructure & Energy Altern Industrials	Q2 2021 Filed on Aug 05, 2021	50	N/A
LOUP Innovator Etfs Tr Loup Frontie ETFs	Q2 2021 Filed on Aug 05, 2021	63	$47.59 - $56.42 $3K - $3.55K
VGM Invesco Trust For Investment Grade Municipals Financial Services	Q2 2021 Filed on Aug 05, 2021	2,500	$13.54 - $14.05 $33.9K - $35.1K
VCV Invesco California Value Municipal Income Trust Financial Services	Q2 2021 Filed on Aug 05, 2021	4,500	$12.85 - $13.91 $57.8K - $62.6K
IQI Invesco Quality Municipal Income Trust Financial Services	Q2 2021 Filed on Aug 05, 2021	255	$12.99 - $13.5 $3.31K - $3.44K
PSI Invesco Exchange Traded Fd Tr ETFs	Q2 2021 Filed on Aug 05, 2021	11	$36.27 - $43.03 $399 - $473
PYZ Invesco Exchange Traded Fd Tr ETFs	Q2 2021 Filed on Aug 05, 2021	1,576	$81.02 - $95.07 $128K - $150K
PSL Invesco Dwa Consumer Staples M	Q2 2021 Filed on Aug 05, 2021	540	N/A
SPVU Invesco ETF Tr Ii S&P 500 Enha ETFs	Q2 2021 Filed on Aug 05, 2021	704	$40.19 - $44.28 $28.3K - $31.2K
XSHQ Invesco ETF Tr Ii S&P Smallcap ETFs	Q2 2021 Filed on Aug 05, 2021	111	$35.33 - $37.86 $3.92K - $4.2K
RWJ Invesco Exchange Traded Fd Tr ETFs	Q2 2021 Filed on Aug 05, 2021	126	$111.5 - $126.04 $14K - $15.9K

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