Spectrum Asset Management, Inc. Closed Holding Positions

Spectrum Asset Management, Inc.

Stock	Closed Quarter	Shares Sold	Price Range
LQD Ishares Iboxx $ Investment Gra ETFs	Q2 2022 Filed on Aug 03, 2022	2,933	$107.41 - $121.51 $315K - $356K
Hsbc Hldgs PLC	Q1 2019 Filed on May 10, 2019	19,348	N/A
National Westminster Bk PLC	Q4 2017 Filed on Feb 12, 2018	17,316	N/A
Royal Bk Scotland Group PLC	Q4 2017 Filed on Feb 12, 2018	48,098	N/A
Royal Bk Scotland Group PLC	Q3 2017 Filed on Nov 02, 2017	1,483,833	N/A
Royal Bk Scotland Group PLC	Q3 2017 Filed on Nov 02, 2017	32,500,000	N/A
Standard Chartered PLC	Q3 2017 Filed on Nov 02, 2017	9,500,000	N/A
Standard Chartered PLC	Q3 2017 Filed on Nov 02, 2017	8,000,000	N/A
Standard Chartered PLC	Q3 2017 Filed on Nov 02, 2017	15,000,000	N/A
Royal Bk Of Scotland PLC	Q3 2017 Filed on Nov 02, 2017	41,200,000	N/A
Royal Bk Of Scotland PLC	Q3 2017 Filed on Nov 02, 2017	146,726,000	N/A
Lloyds Banking Group PLC	Q3 2017 Filed on Nov 02, 2017	175,792,000	N/A
Ing Groep N V	Q3 2017 Filed on Nov 02, 2017	54,200,000	N/A
Hsbc Hldgs PLC	Q3 2017 Filed on Nov 02, 2017	192,355,000	N/A
Barclays PLC	Q3 2017 Filed on Nov 02, 2017	53,191,000	N/A
Barclays PLC	Q3 2017 Filed on Nov 02, 2017	163,469,000	N/A
Barclays Bk PLC	Q3 2017 Filed on Nov 02, 2017	79,691,000	N/A
Australia & New Zeala Bkg 14	Q3 2017 Filed on Nov 02, 2017	15,000,000	N/A

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