Spectrum Management Group, LLC Liberty All Star Equity Fund Transaction History

Spectrum Management Group, LLC

$460 Million
Q3 2022

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2020 May 08, 2020	SELL	$3.7 - $7.13 $130,980 - $252,402	-35,400 Closed	0 $0
Q1 2019 Apr 16, 2019	BUY	$5.28 - $6.17 $186,912 - $218,418	35,400 New	35,400 $216,000
Q4 2018 Feb 07, 2019	SELL	$4.95 - $6.83 $149,242 - $205,924	-30,150 Closed	0 $0
Q3 2018 Oct 30, 2018	BUY	$6.44 - $6.85 $118,818 - $126,382	18,450 Added 157.69%	30,150 $205,000
Q1 2018 May 07, 2018	BUY	$6.02 - $6.77 $70,434 - $79,209	11,700 New	11,700 $72,000
Q4 2017 Feb 07, 2018	SELL	$5.95 - $6.3 $398,031 - $421,444	-66,896 Closed	0 $0
Q3 2017 Nov 07, 2017	BUY	$5.55 - $6.03 $371,272 - $403,382	66,896	66,896 $403,000

Others Institutions Holding USA

# of Institutions

214

Shares Held

33.2M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

3.65M
Shares

$24.4 Million
0.01% of portfolio
Morgan Stanley New York, NY

3.22M
Shares

$21.5 Million
0.0% of portfolio
Raymond James Financial Inc St. Petersburg, FL

2.49M
Shares

$16.7 Million
0.01% of portfolio
Raymond James & Associates St Petersburg, FL

1.68M
Shares

$11.3 Million
0.01% of portfolio
Bensler, LLC Bellevue, WA

1.6M
Shares

$10.7 Million
1.32% of portfolio

About LIBERTY ALL STAR EQUITY FUND

Ticker USA
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All Star Equity Fund is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. The fund is co-managed by Aristotle Capital Management, LLC, Pzena Investment Management, LLC, Delaware Investments Fund Advisers, Sustainable Growth Advisers, LP, and TCW Investment Management Company. It invests in the public equity ma...

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