Stifel Financial Corp Liberty All Star Growth Fund Inc. Transaction History

Stifel Financial Corp

$93.2 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 13, 2023	SELL	$4.89 - $5.66 $130,587 - $151,150	-26,705 Reduced 8.1%	303,031 $1.5 Million
Q2 2023 Aug 14, 2023	SELL	$4.93 - $5.42 $38,493 - $42,319	-7,808 Reduced 2.31%	329,736 $1.78 Million
Q1 2023 May 12, 2023	BUY	$4.92 - $5.56 $40,147 - $45,369	8,160 Added 2.48%	337,544 $1.78 Million
Q4 2022 Feb 13, 2023	BUY	$4.83 - $5.5 $312,433 - $355,773	64,686 Added 24.44%	329,384 $1.62 Million
Q3 2022 Nov 14, 2022	BUY	$4.95 - $6.9 $21,497 - $29,966	4,343 Added 1.67%	264,698 $1.31 Million
Q2 2022 Aug 15, 2022	BUY	$5.13 - $7.62 $4,652 - $6,911	907 Added 0.35%	260,355 $1.52 Million
Q1 2022 May 13, 2022	BUY	$6.49 - $8.95 $1.68 Million - $2.32 Million	259,448 New	259,448 $1.96 Million
Q4 2019 Feb 13, 2020	SELL	$5.67 - $6.55 $94,859 - $109,581	-16,730 Closed	0 $0
Q3 2019 Nov 13, 2019	SELL	$5.65 - $6.2 $245,294 - $269,173	-43,415 Reduced 72.18%	16,730 $98,000
Q2 2019 Aug 14, 2019	SELL	$5.31 - $5.9 $17,151 - $19,057	-3,230 Reduced 5.1%	60,145 $350,000
Q1 2019 May 14, 2019	BUY	$4.37 - $5.62 $276,948 - $356,167	63,375 New	63,375 $353,000

Others Institutions Holding ASG

# of Institutions

73

Shares Held

11.6M

Call Options Held

0

Put Options Held

0

Karpus Management, Inc. Pittsford, NY

3.37M
Shares

$19.7 Million
0.61% of portfolio
Cornerstone Advisors, LLC Asheville, NC

1.65M
Shares

$9.64 Million
0.37% of portfolio
Shaker Financial Services, LLC

1.26M
Shares

$7.35 Million
2.7% of portfolio
Lpl Financial LLC Fort Mill, SC

839K
Shares

$4.91 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

793K
Shares

$4.64 Million
0.1% of portfolio

About LIBERTY ALL STAR GROWTH FUND INC.

Ticker ASG
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All-Star Growth Fund, Inc. is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. It is co-managed by Weatherbie Capital, LLC, Congress Asset Management Company, and Sustainable Growth Advisers, LP. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies oper...

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