Stifel Financial Corp Japan Smaller Capitalization Fund Inc Transaction History

Stifel Financial Corp

$93.2 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2019 Feb 13, 2020	SELL	$8.66 - $9.57 $214,923 - $237,508	-24,818 Closed	0 $0
Q3 2019 Nov 13, 2019	SELL	$8.11 - $8.85 $300,637 - $328,069	-37,070 Reduced 59.9%	24,818 $219,000
Q2 2019 Aug 14, 2019	SELL	$8.25 - $8.9 $252,631 - $272,535	-30,622 Reduced 33.1%	61,888 $532,000
Q1 2019 May 14, 2019	SELL	$8.35 - $8.94 $30,828 - $33,006	-3,692 Reduced 3.84%	92,510 $818,000
Q4 2018 Feb 13, 2019	BUY	$8.02 - $11.15 $2,927 - $4,069	365 Added 0.38%	96,202 $790,000
Q3 2018 Nov 13, 2018	BUY	$10.54 - $11.69 $498,584 - $552,983	47,304 Added 97.47%	95,837 $1.06 Million
Q2 2018 Aug 14, 2018	BUY	$11.66 - $12.53 $347,747 - $373,694	29,824 Added 159.41%	48,533 $567,000
Q1 2018 May 11, 2018	BUY	$11.44 - $13.04 $44,204 - $50,386	3,864 Added 26.03%	18,709 $227,000
Q4 2017 Feb 14, 2018	SELL	$11.73 - $13.74 $10,029 - $11,747	-855 Reduced 5.45%	14,845 $179,000
Q3 2017 Nov 13, 2017	BUY	$11.96 - $12.55 $187,772 - $197,035	15,700	15,700 $0

Others Institutions Holding JOF

# of Institutions

58

Shares Held

22.6M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

5.71M
Shares

$43.1 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$38.9 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$34.5 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$16.9 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$7.99 Million
0.28% of portfolio

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Stifel Financial Corp, based on Form 13F filings with the SEC.

News

Stay updated on Stifel Financial Corp with notifications on news.