Stifel Financial Corp Closed Holding Positions

Stifel Financial Corp

  • $99.8 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
LEO
Bny Mellon Strategic Municipals, Inc.

Financial Services
Q1 2021 Filed on May 14, 2021
16,073
$8.3 - $8.83 $133K - $142K
Southern Natl Bancorp Of Va
Q1 2021 Filed on May 14, 2021
12,677
N/A
Teva Pharmaceutical Fin LLC
Q1 2021 Filed on May 14, 2021
24,875
N/A
ARMP
Armata Pharmaceuticals, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
19,729
$3.02 - $6.33 $59.6K - $125K
Genmark Diagnostics Inc
Q1 2021 Filed on May 14, 2021
12,176
N/A
PTN
Palatin Technologies Inc

Healthcare
Q1 2021 Filed on May 14, 2021
10,000
$0.68 - $1.25 $6.8K - $12.5K
Bristol Myers Squibb CO
Q1 2021 Filed on May 14, 2021
411,078
N/A
Allianzgi Artificial Intelli
Q1 2021 Filed on May 14, 2021
38,417
N/A
ACHHY
Aluiminum Corp Of China Adr (2
Q1 2021 Filed on May 14, 2021
18,050
N/A
CEY
Vicotryshares Emerging Mkt
Q1 2021 Filed on May 14, 2021
19,985
N/A
MPV
Barings Participation Investors

Financial Services
Q1 2021 Filed on May 14, 2021
16,690
$11.82 - $12.93 $197K - $216K
Blackrock Mun Bd Tr
Q1 2021 Filed on May 14, 2021
11,467
N/A
UUUU
Energy Fuels Inc

Energy
Q1 2021 Filed on May 14, 2021
12,916
$3.76 - $7.18 $48.6K - $92.7K
Ishares Tr
Q1 2021 Filed on May 14, 2021
55,795
N/A
MATW
Matthews International Corp

Industrials
Q1 2021 Filed on May 14, 2021
19,056
$28.57 - $42.23 $544K - $805K
WHG
Westwood Holdings Group Inc

Financial Services
Q1 2021 Filed on May 14, 2021
32,272
$11.84 - $18.78 $382K - $606K
VIR
Vir Biotechnology, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
15,845
$26.34 - $83.07 $417K - $1.32M
IMVT
Immunovant, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
12,997
$13.08 - $49.6 $170K - $645K
Hci Group Inc
Q1 2021 Filed on May 14, 2021
46,777
N/A
EFNL
Ishares Tr Msci Finland ETF

ETFs
Q1 2021 Filed on May 14, 2021
6,852
$43.96 - $47.75 $301K - $327K
LAKE
Lakeland Industries Inc

Consumer Cyclical
Q1 2021 Filed on May 14, 2021
9,465
$26.53 - $44.43 $251K - $421K
Virtusa Corp
Q1 2021 Filed on May 14, 2021
5,577
N/A
CD
Chindata Group Holdings LTD

Technology
Q1 2021 Filed on May 14, 2021
45,897
$15.36 - $23.65 $705K - $1.09M
Datto Hldg Corp
Q1 2021 Filed on May 14, 2021
30,247
N/A
DYN
Dyne Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
26,038
$14.0 - $29.3 $365K - $763K
Bmc Stk Hldgs Inc
Q1 2021 Filed on May 14, 2021
6,457
N/A
Blackrock Muniyield Calif Qu
Q1 2021 Filed on May 14, 2021
18,417
N/A
Cerecor Inc
Q1 2021 Filed on May 14, 2021
10,000
N/A
CERE
Cerevel Therapeutics Holdings, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
16,436
$12.37 - $17.74 $203K - $292K
China Telecom Corp LTD
Q1 2021 Filed on May 14, 2021
31,827
N/A
CWENA
Clearway Energy Inc Cl A
Q1 2021 Filed on May 14, 2021
6,776
N/A
WFH
Direxion Shs ETF Tr Work From

Technology
Q1 2021 Filed on May 14, 2021
11,086
$65.59 - $75.92 $727K - $842K
Ezcorp Inc
Q1 2021 Filed on May 14, 2021
32,096
N/A
Foley Trasimene Acquisition
Q1 2021 Filed on May 14, 2021
12,710
N/A
PDT
John Hancock Premium Dividend Fund

Financial Services
Q1 2021 Filed on May 14, 2021
10,113
$13.5 - $14.93 $137K - $151K
IMV
Imv Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
16,000
$2.92 - $4.41 $46.7K - $70.6K
IHRT
I Heart Media, Inc.

Communication Services
Q1 2021 Filed on May 14, 2021
91,043
$12.86 - $18.97 $1.17M - $1.73M
IRWD
Ironwood Pharmaceuticals Inc

Healthcare
Q1 2021 Filed on May 14, 2021
44,343
$9.04 - $11.86 $401K - $526K
PFSI
Penny Mac Financial Services, Inc.

Financial Services
Q1 2021 Filed on May 14, 2021
25,427
$56.53 - $67.05 $1.44M - $1.7M
Rice Acquisition Corp
Q1 2021 Filed on May 14, 2021
22,487
N/A
Sanchez Midsteam Partners LP
Q1 2021 Filed on May 14, 2021
16,924
N/A
CXSE
Wisdomtree Tr China Ex State O

ETFs
Q1 2021 Filed on May 14, 2021
8,999
$62.89 - $80.87 $566K - $728K
Arclight Clean Transition CO
Q1 2021 Filed on May 14, 2021
46,377
N/A
Aarons Inc
Q4 2020 Filed on Feb 12, 2021
182,460
N/A
Advanced Disp Svcs Inc Del
Q4 2020 Filed on Feb 12, 2021
6,900
N/A
Unilever N V
Q4 2020 Filed on Feb 12, 2021
246,666
N/A
Mylan Nv
Q4 2020 Filed on Feb 12, 2021
471,914
N/A
American Intl Group Inc
Q4 2020 Filed on Feb 12, 2021
16,124
N/A
Best Inc
Q4 2020 Filed on Feb 12, 2021
59,107
N/A
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