Stifel Financial Corp Closed Holding Positions

Stifel Financial Corp

$91.8 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
New Providence Acquisition	Q2 2021 Filed on Aug 13, 2021	131,915	N/A
IZEA Izea Worldwide, Inc. Communication Services	Q2 2021 Filed on Aug 13, 2021	51,580	$2.28 - $5.33 $118K - $275K
KALA Kala Pharmaceuticals, Inc. Healthcare	Q2 2021 Filed on Aug 13, 2021	10,289	$5.06 - $8.15 $52.1K - $83.9K
CNRG Spdr S&P Kensho Clean Power Et ETFs	Q2 2021 Filed on Aug 13, 2021	2,116	$92.49 - $113.55 $196K - $240K
Us Ecology Inc	Q2 2021 Filed on Aug 13, 2021	5,214	N/A
PSFEWS Paysafe LTD Wt Exp (Bmu)	Q2 2021 Filed on Aug 13, 2021	12,000	N/A
ANIK Anika Therapeutics, Inc. Healthcare	Q1 2021 Filed on May 14, 2021	53,316	$32.49 - $45.96 $1.73M - $2.45M
Biotelemetry Inc	Q1 2021 Filed on May 14, 2021	15,307	N/A
National Oilwell Varco Inc	Q1 2021 Filed on May 14, 2021	123,891	N/A
NLS Nautilus, Inc. Consumer Cyclical	Q1 2021 Filed on May 14, 2021	79,228	$14.77 - $30.54 $1.17M - $2.42M
Stamps Com Inc	Q1 2021 Filed on May 14, 2021	2,139	N/A
Apache Corp	Q1 2021 Filed on May 14, 2021	112,790	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on May 14, 2021	1,667,367	N/A
Concho Res Inc	Q1 2021 Filed on May 14, 2021	11,646	N/A
Wpx Energy Inc	Q1 2021 Filed on May 14, 2021	84,688	N/A
Wyndham Destinations Inc	Q1 2021 Filed on May 14, 2021	6,280	N/A
RIGS Riverfront Strategic Income Fd ETFs	Q1 2021 Filed on May 14, 2021	8,087	$24.49 - $24.85 $198K - $201K
Advisorshares Tr	Q1 2021 Filed on May 14, 2021	79,200	N/A
Allianzgi Dividend Int & Prm	Q1 2021 Filed on May 14, 2021	1,101,013	N/A
BKCC Black Rock Capital Investment Corp Financial Services	Q1 2021 Filed on May 14, 2021	11,691	$2.65 - $3.68 $31K - $43K
Cnooc Limited	Q1 2021 Filed on May 14, 2021	11,387	N/A
China Mobile Limited	Q1 2021 Filed on May 14, 2021	75,701	N/A
Cooper Tire & Rubr CO	Q1 2021 Filed on May 14, 2021	6,876	N/A
Eaton Vance Corp	Q1 2021 Filed on May 14, 2021	93,111	N/A
HA Hawaiian Holdings Inc Industrials	Q1 2021 Filed on May 14, 2021	100,374	$17.02 - $29.06 $1.71M - $2.92M
NCA Nuveen California Municipal Value Fund Financial Services	Q1 2021 Filed on May 14, 2021	33,234	$9.92 - $10.97 $330K - $365K
Parsley Energy Inc	Q1 2021 Filed on May 14, 2021	156,820	N/A
Spark Energy Inc	Q1 2021 Filed on May 14, 2021	10,460	N/A
Tessco Technologies Inc	Q1 2021 Filed on May 14, 2021	15,100	N/A
Tiffany & CO New	Q1 2021 Filed on May 14, 2021	7,116	N/A
GLOP Gas Log Partners LP Energy	Q1 2021 Filed on May 14, 2021	37,649	$2.67 - $4.11 $101K - $155K
Colony Cap Inc	Q1 2021 Filed on May 14, 2021	24,000	N/A
National Health Invs Inc	Q1 2021 Filed on May 14, 2021	13,000	N/A
Tesla Inc	Q1 2021 Filed on May 14, 2021	12,000	N/A
Allianzgi Conv & Incm 2024 T	Q1 2021 Filed on May 14, 2021	117,939	N/A
Oaktree Strategic Income Cor	Q1 2021 Filed on May 14, 2021	15,550	N/A
Spdr Ser Tr	Q1 2021 Filed on May 14, 2021	48,504	N/A
Victory Portfolios Ii	Q1 2021 Filed on May 14, 2021	36,510	N/A
Twitter Inc	Q1 2021 Filed on May 14, 2021	104,856	N/A
Sl Green Rlty Corp	Q1 2021 Filed on May 14, 2021	7,631	N/A
Allianzgi Equity & Conv Inco	Q1 2021 Filed on May 14, 2021	104,376	N/A
Allianzgi Diversified Income	Q1 2021 Filed on May 14, 2021	40,624	N/A
Hms Hldgs Corp	Q1 2021 Filed on May 14, 2021	5,421	N/A
Nuveen Mun 2021 Target Term	Q1 2021 Filed on May 14, 2021	19,631	N/A
Encore Cap Group Inc	Q1 2021 Filed on May 14, 2021	54,755	N/A
Harvest Cap Cr Corp	Q1 2021 Filed on May 14, 2021	10,441	N/A
Texas Pac Ld Tr	Q1 2021 Filed on May 14, 2021	13,932	N/A
Qep Resources Inc	Q1 2021 Filed on May 14, 2021	85,795	N/A
AVNS Avanos Medical, Inc. Healthcare	Q1 2021 Filed on May 14, 2021	5,120	$43.5 - $53.4 $223K - $273K
Veoneer Inc	Q1 2021 Filed on May 14, 2021	23,291	N/A

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