Stifel Financial Corp Closed Holding Positions

Stifel Financial Corp

$99.8 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
PBS Invesco Exchange Traded Fd Tr ETFs	Q4 2021 Filed on Feb 14, 2022	8,962	$48.71 - $56.34 $437K - $505K
Bank Comm Hldgs	Q4 2021 Filed on Feb 14, 2022	27,119	N/A
NABL N Able, Inc. Technology	Q4 2021 Filed on Feb 14, 2022	58,590	$10.71 - $14.24 $627K - $834K
BLCN Siren ETF Tr	Q4 2021 Filed on Feb 14, 2022	27,602	N/A
WEBR Weber Inc. Consumer Cyclical	Q4 2021 Filed on Feb 14, 2022	47,264	$11.29 - $18.05 $534K - $853K
DWUS Advisorshares Tr Dorsey Wright	Q4 2021 Filed on Feb 14, 2022	13,304	N/A
Angel Oak Finl Strategies In	Q4 2021 Filed on Feb 14, 2022	22,200	N/A
BLI Berkeley Lights, Inc. Healthcare	Q4 2021 Filed on Feb 14, 2022	34,624	$17.39 - $25.74 $602K - $891K
DIDIY Di Di Global Inc. Technology	Q4 2021 Filed on Feb 14, 2022	10,100	$4.94 - $9.81 $49.9K - $99.1K
IMAB I Mab Healthcare	Q4 2021 Filed on Feb 14, 2022	19,910	$45.28 - $74.5 $902K - $1.48M
LSPD Lightspeed Commerce Inc. Technology	Q4 2021 Filed on Feb 14, 2022	9,017	$38.89 - $101.21 $351K - $913K
IEUS Ishares Msci Europe Small Cap ETFs	Q4 2021 Filed on Feb 14, 2022	12,989	$65.68 - $73.02 $853K - $948K
QSI Quantum Si Inc Healthcare	Q4 2021 Filed on Feb 14, 2022	54,292	$5.65 - $8.75 $307K - $475K
Rivernorth Doubleline Strate	Q4 2021 Filed on Feb 14, 2022	11,436	N/A
Petra Acquisition Inc	Q4 2021 Filed on Feb 14, 2022	12,491	N/A
BBIG Vinco Ventures, Inc. Consumer Cyclical	Q4 2021 Filed on Feb 14, 2022	35,138	$1.62 - $5.69 $56.9K - $200K
YELL Yellow Corp Industrials	Q4 2021 Filed on Feb 14, 2022	16,961	$5.85 - $14.64 $99.2K - $248K
General Electric CO	Q3 2021 Filed on Nov 15, 2021	2,052,942	N/A
AMWD American Woodmark Corp Consumer Cyclical	Q3 2021 Filed on Nov 15, 2021	3,172	$64.91 - $82.49 $206K - $262K
BDN Brandywine Realty Trust Real Estate	Q3 2021 Filed on Nov 15, 2021	14,006	$13.2 - $14.45 $185K - $202K
Maxim Integrated Prods Inc	Q3 2021 Filed on Nov 15, 2021	65,946	N/A
Proofpoint Inc	Q3 2021 Filed on Nov 15, 2021	2,769	N/A
USCR U.S. Concrete, Inc. Basic Materials	Q3 2021 Filed on Nov 15, 2021	10,766	N/A
Weingarten Rlty Invs	Q3 2021 Filed on Nov 15, 2021	96,631	N/A
Alexion Pharmaceuticals Inc	Q3 2021 Filed on Nov 15, 2021	27,134	N/A
APLE Apple Hospitality Reit, Inc. Real Estate	Q3 2021 Filed on Nov 15, 2021	11,076	$14.09 - $16.2 $156K - $179K
L Brands Inc	Q3 2021 Filed on Nov 15, 2021	66,088	N/A
Ag Mtg Invt Tr Inc	Q3 2021 Filed on Nov 15, 2021	22,036	N/A
BGX Blackstone Long Short Credit Income Fund Financial Services	Q3 2021 Filed on Nov 15, 2021	15,593	$14.4 - $15.36 $225K - $240K
Cai International Inc	Q3 2021 Filed on Nov 15, 2021	26,000	N/A
Cincinnati Bell Inc New	Q3 2021 Filed on Nov 15, 2021	28,730	N/A
Cohen & Steers Mlp Income &	Q3 2021 Filed on Nov 15, 2021	103,244	N/A
Global X Fds	Q3 2021 Filed on Nov 15, 2021	33,670	N/A
GNMA Ishares Gnma Bond ETF ETFs	Q3 2021 Filed on Nov 15, 2021	4,166	$49.96 - $50.23 $208K - $209K
IBDD Ishares Ibonds Mar 2023 Term C ETFs	Q3 2021 Filed on Nov 15, 2021	215,334	N/A
MESO Mesoblast LTD Healthcare	Q3 2021 Filed on Nov 15, 2021	86,872	$5.87 - $7.85 $510K - $682K
Qad Inc	Q3 2021 Filed on Nov 15, 2021	2,866	N/A
Qts Rlty Tr Inc	Q3 2021 Filed on Nov 15, 2021	6,841	N/A
ENDPQ Endo Intl PLC Ord Shs (Irl)	Q3 2021 Filed on Nov 15, 2021	30,200	N/A
HMLP Hoegh Lng Partners LP	Q3 2021 Filed on Nov 15, 2021	50,185	$4.28 - $18.06 $215K - $906K
American Riv Bankshares	Q3 2021 Filed on Nov 15, 2021	25,060	N/A
Howard Bancorp Inc	Q3 2021 Filed on Nov 15, 2021	64,638	N/A
At Home Group Inc	Q3 2021 Filed on Nov 15, 2021	78,679	N/A
HYXU Ishares Global Ex Usd High Yie ETFs	Q3 2021 Filed on Nov 15, 2021	8,929	$55.03 - $56.74 $491K - $507K
BBC Bioshares Biotechnology ETFs	Q3 2021 Filed on Nov 15, 2021	4,081	$42.41 - $50.82 $173K - $207K
Ivy High Income Opportunitie	Q3 2021 Filed on Nov 15, 2021	56,203	N/A
TOWN Towne Bank (Va) Financial Services	Q3 2021 Filed on Nov 15, 2021	6,772	$28.46 - $31.63 $193K - $214K
BAND Bandwidth Inc. Technology	Q3 2021 Filed on Nov 15, 2021	2,369	$87.85 - $140.5 $208K - $333K
TRHC Tabula Rasa Health Care, Inc. Healthcare	Q3 2021 Filed on Nov 15, 2021	7,255	$26.21 - $48.74 $190K - $354K
SPB Spectrum Brands Holdings, Inc. Consumer Defensive	Q3 2021 Filed on Nov 15, 2021	4,746	$76.52 - $96.57 $363K - $458K

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