Stifel Financial Corp Closed Holding Positions

Stifel Financial Corp

  • $91.8 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Trebia Acquisition Corp
Q3 2020 Filed on Nov 16, 2020
40,000
N/A
Alio Gold Inc
Q3 2020 Filed on Nov 16, 2020
70,000
N/A
ALLO
Allogene Therapeutics, Inc.

Healthcare
Q3 2020 Filed on Nov 16, 2020
5,046
$32.38 - $44.96 $163K - $227K
ASM
Avino Silver & Gold Mines LTD

Basic Materials
Q3 2020 Filed on Nov 16, 2020
11,218
$0.74 - $1.39 $8.3K - $15.6K
First Eagle Senior Loan Fund
Q3 2020 Filed on Nov 16, 2020
10,937
N/A
ICMB
Investcorp Credit Management Bdc, Inc.

Financial Services
Q3 2020 Filed on Nov 16, 2020
10,000
$3.09 - $4.38 $30.9K - $43.8K
BBRE
Jp Morgan ETF Tr Betabuilders

ETFs
Q3 2020 Filed on Nov 16, 2020
7,704
$69.12 - $76.29 $533K - $588K
T Mobile Us Inc
Q3 2020 Filed on Nov 16, 2020
41,166
N/A
Prospect Capital Corporation
Q2 2020 Filed on Aug 14, 2020
114,944
N/A
Raytheon CO
Q2 2020 Filed on Aug 14, 2020
1,056,673
N/A
United Technologies Corp
Q2 2020 Filed on Aug 14, 2020
606,902
N/A
Allergan PLC
Q2 2020 Filed on Aug 14, 2020
57,226
N/A
Cantel Medical Corp
Q2 2020 Filed on Aug 14, 2020
9,089
N/A
Cypress Semiconductor Corp
Q2 2020 Filed on Aug 14, 2020
35,256
N/A
GPRO
Go Pro, Inc.

Technology
Q2 2020 Filed on Aug 14, 2020
10,722
$2.29 - $5.19 $24.6K - $55.6K
Tech Data Corp
Q2 2020 Filed on Aug 14, 2020
1,720
N/A
Alps ETF Tr
Q2 2020 Filed on Aug 14, 2020
2,435,151
N/A
Arconic Inc
Q2 2020 Filed on Aug 14, 2020
49,678
N/A
Tortoise Energy Infra Corp
Q2 2020 Filed on Aug 14, 2020
70,339
N/A
Vaneck Vectors ETF Tr
Q2 2020 Filed on Aug 14, 2020
45,925
N/A
Wabco Hldgs Inc
Q2 2020 Filed on Aug 14, 2020
22,378
N/A
Aon PLC
Q2 2020 Filed on Aug 14, 2020
25,749
N/A
Mellanox Technologies LTD
Q2 2020 Filed on Aug 14, 2020
53,651
N/A
BLKB
Blackbaud Inc

Technology
Q2 2020 Filed on Aug 14, 2020
3,965
$47.59 - $63.17 $189K - $250K
Centerstate Bk Corp
Q2 2020 Filed on Aug 14, 2020
306,123
N/A
Chesapeake Energy Corp
Q2 2020 Filed on Aug 14, 2020
460,050
N/A
GLV
Clough Global Dividend & Income Fund

Financial Services
Q2 2020 Filed on Aug 14, 2020
10,107
$7.51 - $8.81 $75.9K - $89K
Cushing Renaissance Fd
Q2 2020 Filed on Aug 14, 2020
12,165
N/A
Emmis Communications Corp
Q2 2020 Filed on Aug 14, 2020
250,380
N/A
Fiduciary Claymore Engry Inf
Q2 2020 Filed on Aug 14, 2020
15,400
N/A
Goldman Sachs Mlp Inc Opp Fd
Q2 2020 Filed on Aug 14, 2020
12,889
N/A
GPP
Green Plains Partners LP

Energy
Q2 2020 Filed on Aug 14, 2020
30,728
$4.47 - $8.8 $137K - $270K
HEWG
Ishares Currency Hedged Msci G

ETFs
Q2 2020 Filed on Aug 14, 2020
38,397
$20.68 - $28.48 $794K - $1.09M
NRIM
Northrim Bancorp Inc

Financial Services
Q2 2020 Filed on Aug 14, 2020
46,600
$19.63 - $28.75 $915K - $1.34M
Nuveen Energy Mlp Totl Rtrnf
Q2 2020 Filed on Aug 14, 2020
19,350
N/A
Pennymac Corp
Q2 2020 Filed on Aug 14, 2020
250,889
N/A
Portola Pharmaceuticals Inc
Q2 2020 Filed on Aug 14, 2020
49,743
N/A
HDG
Proshares Trust Proshares He

ETFs
Q2 2020 Filed on Aug 14, 2020
70,608
$41.86 - $46.52 $2.96M - $3.28M
GWX
Spdr Index Shs Fd Spdr S&P Int

ETFs
Q2 2020 Filed on Aug 14, 2020
310,032
$21.47 - $29.14 $6.66M - $9.03M
Tortoise Midstrm Energy Fd I
Q2 2020 Filed on Aug 14, 2020
73,254
N/A
Peoples Utah Bancorp
Q2 2020 Filed on Aug 14, 2020
92,000
N/A
NMRK
Newmark Group, Inc.

Real Estate
Q2 2020 Filed on Aug 14, 2020
20,039
$2.87 - $6.58 $57.5K - $132K
Israel Chemicals Limited
Q2 2020 Filed on Aug 14, 2020
337,796
N/A
Global X Fds
Q2 2020 Filed on Aug 14, 2020
23,179
N/A
Msg Network Inc
Q2 2020 Filed on Aug 14, 2020
20,342
N/A
Brookfield Property Partrs L
Q2 2020 Filed on Aug 14, 2020
13,718
N/A
Allscripts Healthcare Solutn
Q2 2020 Filed on Aug 14, 2020
26,000
N/A
Liberty Media Corp Del
Q2 2020 Filed on Aug 14, 2020
17,000
N/A
Pdc Energy Inc
Q2 2020 Filed on Aug 14, 2020
10,000
N/A
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