Summit Trail Advisors, LLC Fidus Investment Corp Transaction History

Summit Trail Advisors, LLC

$3.71 Billion
Q1 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2020 Nov 16, 2020	BUY	$8.49 - $10.72 $191,041 - $241,221	22,502 New	22,502 $268,000
Q3 2020 Nov 16, 2020	SELL	$8.49 - $10.72 $191,041 - $241,221	-22,502 Closed	0 $0
Q2 2020 Aug 13, 2020	SELL	$5.36 - $11.02 $122,668 - $252,203	-22,886 Reduced 50.42%	22,502 $204,000
Q1 2020 May 15, 2020	BUY	$4.72 - $15.55 $214,231 - $705,783	45,388 New	45,388 $300,000
Q4 2019 Feb 13, 2020	SELL	$14.17 - $16.06 $643,147 - $728,931	-45,388 Closed	0 $0

Q1 2019 May 16, 2019	BUY	$11.9 - $15.68 $540,117 - $711,683	45,388 New	45,388 $696,000

Others Institutions Holding FDUS

# of Institutions

115

Shares Held

7.5M

Call Options Held

107K

Put Options Held

8.2K

Invesco Ltd. Atlanta, GA

604K
Shares

$11.8 Million
0.0% of portfolio
Van Eck Associates Corp

601K
Shares

$11.7 Million
0.02% of portfolio
Raymond James & Associates St Petersburg, FL

557K
Shares

$10.9 Million
0.01% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

433K
Shares

$8.43 Million
0.01% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

382K
Shares

$7.44 Million
0.02% of portfolio

About FIDUS INVESTMENT Corp

Ticker FDUS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Fidus Investment Corporation is a business development company. It specializing in leveraged buyouts, refinancings, change of ownership transactions, recapitalizations, strategic acquisitions, mezzanine, growth capital, business expansion, lower middle market investments, debt investments, subordinated and second lien loans, senior secured and u...

More about FDUS

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