|
Q3 2018
Filed on Nov 14, 2018
|
27,077
|
N/A
|
|
Etfs Precious Metals Basket
|
Q3 2018
Filed on Nov 14, 2018
|
3,558
|
N/A
|
|
Exchange Traded Concepts Tr
|
Q3 2018
Filed on Nov 14, 2018
|
19,926
|
N/A
|
|
First Tr Exchange Traded Fd
|
Q3 2018
Filed on Nov 14, 2018
|
17,380
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
8,335
|
N/A
|
|
Helios & Matheson Analytics
|
Q3 2018
Filed on Nov 14, 2018
|
517,789
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
53,519
|
$0.36 - $0.67
$19.3K - $35.9K
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
23,031
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
99,041
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
37,654
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
56,169
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
11,498
|
N/A
|
|
Juniper Pharmaceuticals Inc
|
Q3 2018
Filed on Nov 14, 2018
|
32,450
|
N/A
|
|
Kayne Anderson Enrgy Ttl Rt
|
Q3 2018
Filed on Nov 14, 2018
|
10,691
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
37,602
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
14,379
|
N/A
|
|
Neptune Technologies Bioreso
|
Q3 2018
Filed on Nov 14, 2018
|
470,568
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
20,214
|
$16.06 - $16.57
$325K - $335K
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
167,429
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
4,883
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
12,970
|
N/A
|
|
Putman High Income Sec Fund
|
Q3 2018
Filed on Nov 14, 2018
|
15,324
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
28,646
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
114,504
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
239,430
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
361,577
|
N/A
|
|
Capella Education Company
|
Q3 2018
Filed on Nov 14, 2018
|
17,393
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
17,382
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
65,685
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
16,307
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
57,196
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
30,764
|
N/A
|
|
Ivy High Inc Opportunities F
|
Q3 2018
Filed on Nov 14, 2018
|
15,639
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
34,559
|
N/A
|
|
Madison Strtg Sector Prem Fd
|
Q3 2018
Filed on Nov 14, 2018
|
11,674
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
18,726
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
101,961
|
N/A
|
|
Tpg Pace Energy Hldgs Corp
|
Q3 2018
Filed on Nov 14, 2018
|
11,572
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
28,511
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
1,289,963
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
4,269
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
42,953
|
N/A
|
|
Advent Clay Conv Sec Inc Fd
|
Q3 2018
Filed on Nov 14, 2018
|
112,621
|
N/A
|
|
Atlantic Acquisition Corp
|
Q3 2018
Filed on Nov 14, 2018
|
13,680
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
19,625
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
11,154
|
$21.73 - $22.99
$242K - $256K
|
|
Blackrock Ny Muni Inc Qlty T
|
Q3 2018
Filed on Nov 14, 2018
|
10,268
|
N/A
|
|
Brookfield Globl Listed Infr
|
Q3 2018
Filed on Nov 14, 2018
|
11,384
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
4,087
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
9,172
|
$26.2 - $28.36
$240K - $260K
|
|