|
Q3 2018
Filed on Nov 14, 2018
|
167,429
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
4,883
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
12,970
|
N/A
|
|
Putman High Income Sec Fund
|
Q3 2018
Filed on Nov 14, 2018
|
15,324
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
28,646
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
114,504
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
239,430
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
361,577
|
N/A
|
|
Capella Education Company
|
Q3 2018
Filed on Nov 14, 2018
|
17,393
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
17,382
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
65,685
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
16,307
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
57,196
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
30,764
|
N/A
|
|
Ivy High Inc Opportunities F
|
Q3 2018
Filed on Nov 14, 2018
|
15,639
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
34,559
|
N/A
|
|
Madison Strtg Sector Prem Fd
|
Q3 2018
Filed on Nov 14, 2018
|
11,674
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
18,726
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
101,961
|
N/A
|
|
Tpg Pace Energy Hldgs Corp
|
Q3 2018
Filed on Nov 14, 2018
|
11,572
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
28,511
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
1,289,963
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
4,269
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
42,953
|
N/A
|
|
Advent Clay Conv Sec Inc Fd
|
Q3 2018
Filed on Nov 14, 2018
|
112,621
|
N/A
|
|
Atlantic Acquisition Corp
|
Q3 2018
Filed on Nov 14, 2018
|
13,680
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
19,625
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
11,154
|
$21.73 - $22.99
$242K - $256K
|
|
Blackrock Ny Muni Inc Qlty T
|
Q3 2018
Filed on Nov 14, 2018
|
10,268
|
N/A
|
|
Brookfield Globl Listed Infr
|
Q3 2018
Filed on Nov 14, 2018
|
11,384
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
4,087
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
9,172
|
$26.2 - $28.36
$240K - $260K
|
|
Easterly Acquisition Corp
|
Q3 2018
Filed on Nov 14, 2018
|
56,741
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
27,073
|
N/A
|
|
Globus Maritime Limited New
|
Q3 2018
Filed on Nov 14, 2018
|
36,987
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
25,352
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
18,851
|
$18.3 - $19.19
$345K - $362K
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
16,339
|
$3.12 - $5.08
$51K - $83K
|
|
Invesco Exchange Traded Fd T
|
Q3 2018
Filed on Nov 14, 2018
|
36,867
|
N/A
|
|
Mabvax Therapeutics Hldgs In
|
Q3 2018
Filed on Nov 14, 2018
|
75,904
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
8,037
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
27,464
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
51,784
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
412,165
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
13,275
|
N/A
|
|
Onconova Therapeutics Inc
|
Q3 2018
Filed on Nov 14, 2018
|
30,588
|
N/A
|
|
Platinum Group Metals LTD
|
Q3 2018
Filed on Nov 14, 2018
|
24,988
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
7,400,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
30,871
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
45,050
|
N/A
|
|