Svb Wealth LLC Prospect Capital Corp Transaction History

Svb Wealth LLC

$5.3 Billion
Q4 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2018 Feb 14, 2019	SELL	$5.77 - $7.27 $103,859 - $130,859	-18,000 Closed	0 $0
Q3 2018 Nov 13, 2018	SELL	$6.67 - $7.58 $66,700 - $75,800	-10,000 Reduced 35.71%	18,000 $132,000
Q2 2018 Aug 14, 2018	SELL	$6.3 - $6.93 $37,800 - $41,580	-6,000 Reduced 17.65%	28,000 $188,000
Q1 2018 May 11, 2018	SELL	$6.21 - $7.01 $155,250 - $175,250	-25,000 Reduced 42.37%	34,000 $223,000
Q4 2017 Feb 13, 2018	SELL	$5.56 - $7.26 $187,928 - $245,388	-33,800 Reduced 36.42%	59,000 $398,000
Q3 2017 Nov 13, 2017	BUY	$6.55 - $8.18 $607,840 - $759,104	92,800	92,800 $624,000

Others Institutions Holding PSEC

# of Institutions

260

Shares Held

44.4M

Call Options Held

649K

Put Options Held

9.44M

Van Eck Associates Corp

8.13M
Shares

$35.5 Million
0.04% of portfolio
Legal & General Group PLC London, X0

2.9M
Shares

$12.7 Million
0.0% of portfolio
Morgan Stanley New York, NY

2.58M
Shares

$11.3 Million
0.0% of portfolio
Balyasny Asset Management LLC Chicago, IL

2.48M
Shares

$10.8 Million
0.02% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

1.83M
Shares

$7.99 Million
2.53% of portfolio

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

More about PSEC

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