Td Ameritrade Investment Management, LLC Sumitomo Mitsui Financial Group, Inc. Transaction History

Td Ameritrade Investment Management, LLC

$0
Q3 2023

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 13, 2023	SELL	$8.56 - $10.35 $1,712 - $2,070	-200 Closed	0 $0
Q1 2023 May 15, 2023	SELL	$7.66 - $9.03 $2,091 - $2,465	-273 Reduced 57.72%	200 $2,000
Q4 2022 Feb 09, 2023	SELL	$5.39 - $8.05 $2,619 - $3,912	-486 Reduced 50.68%	473 $4,000
Q3 2022 Nov 14, 2022	SELL	$5.5 - $31.5 $1,595 - $9,135	-290 Reduced 23.22%	959 $5,000
Q2 2022 Aug 09, 2022	SELL	$5.74 - $6.41 $5,263 - $5,877	-917 Reduced 42.34%	1,249 $7,000
Q1 2022 May 16, 2022	SELL	$6.27 - $7.7 $3,241 - $3,980	-517 Reduced 19.27%	2,166 $14,000
Q4 2021 Feb 11, 2022	SELL	$6.47 - $7.04 $10,222 - $11,123	-1,580 Reduced 37.06%	2,683 $18,000
Q3 2021 Nov 12, 2021	BUY	$6.6 - $7.48 $8,982 - $10,180	1,361 Added 46.9%	4,263 $24,000
Q2 2021 Aug 16, 2021	SELL	$6.88 - $7.44 $12,466 - $13,481	-1,812 Reduced 38.44%	2,902 $20,000
Q4 2020 Feb 10, 2021	BUY	$5.4 - $6.23 $2,435 - $2,809	451 Added 10.58%	4,714 $29,000
Q2 2020 Aug 14, 2020	SELL	$4.63 - $6.37 $777 - $1,070	-168 Reduced 3.79%	4,263 $24,000
Q1 2020 May 13, 2020	BUY	$4.61 - $7.47 $5,467 - $8,859	1,186 Added 36.55%	4,431 $21,000
Q4 2019 Feb 07, 2020	BUY	$6.72 - $7.53 $1,431 - $1,603	213 Added 7.03%	3,245 $24,000
Q3 2019 Nov 07, 2019	BUY	$6.36 - $7.15 $661 - $743	104 Added 3.55%	3,032 $21,000
Q2 2019 Aug 13, 2019	SELL	$6.83 - $7.32 $4,787 - $5,131	-701 Reduced 19.32%	2,928 $21,000
Q1 2019 May 15, 2019	BUY	$6.62 - $7.44 $582 - $654	88 Added 2.49%	3,629 $26,000
Q4 2018 Feb 13, 2019	BUY	$6.36 - $8.29 $6,684 - $8,712	1,051 Added 42.21%	3,541 $23,000
Q3 2018 Nov 14, 2018	BUY	$7.6 - $8.42 $17,882 - $19,812	2,353 Added 1717.52%	2,490 $20,000
Q2 2018 Aug 10, 2018	BUY	$7.73 - $8.61 $1,059 - $1,179	137 New	137 $1,000

Others Institutions Holding SMFG

# of Institutions

351

Shares Held

87.9M

Call Options Held

3.54M

Put Options Held

7.5K

Morgan Stanley New York, NY

16.3M
Shares

$229 Million
0.02% of portfolio
Goldman Sachs Group Inc New York, NY

11.2M
Shares

$158 Million
0.02% of portfolio
Black Rock Inc. New York, NY

6.83M
Shares

$96 Million
0.0% of portfolio
Clark Capital Management Group, Inc. Philadelphia, PA

5.03M
Shares

$70.7 Million
0.45% of portfolio
Wells Fargo & Company San Francisco, CA

3.28M
Shares

$46.1 Million
0.01% of portfolio

View Full List

About SUMITOMO MITSUI FINANCIAL GROUP, INC.

Ticker SMFG
Exchange OTC
Sector Financial Services
Industry Banks—Diversified
Shares Outstandng 6,856,130,048
Market Cap $96.4B
Description
Sumitomo Mitsui Financial Group, Inc., together with its subsidiaries, provides commercial banking, leasing, securities, consumer finance, and other services in Japan, the Americas, Europe, the Middle East, Asia, and Oceania. It operates through four segments: Wholesale Business Unit, Retail Business Unit, Global Business Unit, and Global Market...

More about SMFG

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Td Ameritrade Investment Management, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Td Ameritrade Investment Management, LLC with notifications on news.

Account