Thomas J. Herzfeld Advisors, Inc. Main Stay Mac Kay Defined Term Municipal Opportunities Fund Transaction History

Thomas J. Herzfeld Advisors, Inc.

$300 Billion
Q3 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2019 May 14, 2019	SELL	$19.3 - $20.32 $74,555 - $78,496	-3,863 Closed	0 $0
Q4 2018 Feb 14, 2019	SELL	$19.06 - $19.96 $11,436 - $11,976	-600 Reduced 13.44%	3,863 $75,000
Q3 2018 Nov 14, 2018	SELL	$19.2 - $20.27 $100,454 - $106,052	-5,232 Reduced 53.97%	4,463 $88,000
Q2 2018 Aug 14, 2018	BUY	$18.76 - $19.68 $150,624 - $158,010	8,029 Added 481.93%	9,695 $188,000
Q1 2018 May 15, 2018	BUY	$18.58 - $20.02 $30,954 - $33,353	1,666 New	1,666 $31,000

Others Institutions Holding MMD

# of Institutions

70

Shares Held

7.45M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.15M
Shares

$17.5 Million
0.43% of portfolio
Morgan Stanley New York, NY

814K
Shares

$12.3 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

738K
Shares

$11.2 Million
0.0% of portfolio
Jane Street Group, LLC New York, NY

692K
Shares

$10.5 Million
0.0% of portfolio
Almitas Capital LLC Santa Monica, CA

587K
Shares

$8.9 Million
4.62% of portfolio

About MainStay MacKay DefinedTerm Municipal Opportunities Fund

Ticker MMD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
MainStay DefinedTerm Municipal Opportunities Fund is a closed-ended fixed income mutual fund launched and managed by New York Life Investment Management LLC. The fund is co-managed by MacKay Shields LLC. It invests in the fixed income markets of the United States. The fund primarily invests in investment grade municipal bonds which are exempt fr...

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