Thomas J. Herzfeld Advisors, Inc. Nuveen Multi Asset Income Fund Transaction History

Thomas J. Herzfeld Advisors, Inc.

$300 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 13, 2023	BUY	$11.09 - $12.1 $17,599 - $19,202	1,587 New	1,587 $17.6 Million
Q2 2023 Aug 14, 2023	SELL	$11.32 - $11.83 $81,368 - $85,034	-7,188 Reduced 3.16%	220,079 $2.57 Million
Q1 2023 May 16, 2023	BUY	$11.03 - $12.96 $76,890 - $90,344	6,971 Added 3.16%	227,267 $2.62 Million
Q4 2022 Feb 14, 2023	SELL	$10.63 - $12.4 $276,422 - $322,449	-26,004 Reduced 10.56%	220,296 $2.53 Million
Q3 2022 Nov 14, 2022	SELL	$11.39 - $14.6 $64,125 - $82,198	-5,630 Reduced 2.23%	246,300 $2.61 Million
Q2 2022 Aug 10, 2022	BUY	$12.65 - $16.78 $230,457 - $305,698	18,218 Added 7.8%	251,930 $3.33 Million
Q1 2022 May 16, 2022	BUY	$14.78 - $19.07 $8,262 - $10,660	559 Added 0.24%	233,712 $3.79 Million
Q4 2021 Feb 14, 2022	BUY	$17.44 - $19.35 $4.07 Million - $4.51 Million	233,153 New	233,153 $4.35 Million

Others Institutions Holding NMAI

# of Institutions

69

Shares Held

8.93M

Call Options Held

0

Put Options Held

0

Saba Capital Management, L.P. New York, NY

4.53M
Shares

$53.8 Million
1.28% of portfolio
Morgan Stanley New York, NY

697K
Shares

$8.27 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

673K
Shares

$7.98 Million
0.19% of portfolio
Sit Investment Associates Inc Minneapolis, MN

607K
Shares

$7.2 Million
0.18% of portfolio
Ubs Group Ag

561K
Shares

$6.65 Million
0.0% of portfolio

About Nuveen Multi-Asset Income Fund

Ticker NMAI
Exchange NYSE
Sector ETFs
Industry ETFs

More about NMAI

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Thomas J. Herzfeld Advisors, Inc., based on Form 13F filings with the SEC.

News

Stay updated on Thomas J. Herzfeld Advisors, Inc. with notifications on news.