Thomas J. Herzfeld Advisors, Inc. Neuberger Berman Mlp & Energy Income Fund Inc. Transaction History

Thomas J. Herzfeld Advisors, Inc.

$300 Billion
Q3 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 10, 2022	SELL	$5.72 - $7.3 $1.64 Million - $2.09 Million	-286,171 Closed	0 $0
Q1 2022 May 16, 2022	BUY	$5.21 - $6.44 $52,365 - $64,728	10,051 Added 3.64%	286,171 $1.84 Million
Q4 2021 Feb 14, 2022	SELL	$4.83 - $5.53 $6,699 - $7,670	-1,387 Reduced 0.5%	276,120 $1.45 Million
Q3 2021 Nov 12, 2021	BUY	$4.49 - $5.03 $94 - $105	21 Added 0.01%	277,507 $1.37 Million
Q2 2021 Aug 16, 2021	BUY	$4.23 - $5.34 $84 - $106	20 Added 0.01%	277,486 $1.39 Million
Q1 2021 May 14, 2021	BUY	$3.42 - $4.32 $954 - $1,205	279 Added 0.1%	277,466 $1.17 Million
Q4 2020 Feb 16, 2021	BUY	$2.34 - $3.67 $648,617 - $1.02 Million	277,187 New	277,187 $934,000
Q4 2019 Feb 14, 2020	SELL	$6.15 - $7.16 $7,970 - $9,279	-1,296 Closed	0 $0
Q3 2019 Nov 08, 2019	SELL	$6.6 - $7.84 $763,408 - $906,837	-115,668 Reduced 98.89%	1,296 $9,000
Q2 2019 Aug 13, 2019	SELL	$7.38 - $8.14 $292,004 - $322,075	-39,567 Reduced 25.28%	116,964 $878,000
Q1 2019 May 14, 2019	SELL	$6.74 - $8.07 $104,490 - $125,109	-15,503 Reduced 9.01%	156,531 $1.25 Million
Q4 2018 Feb 14, 2019	SELL	$6.1 - $8.96 $276,098 - $405,547	-45,262 Reduced 20.83%	172,034 $1.15 Million
Q3 2018 Nov 14, 2018	SELL	$8.42 - $9.35 $43,666 - $48,489	-5,186 Reduced 2.33%	217,296 $1.89 Million
Q2 2018 Aug 14, 2018	SELL	$8.18 - $9.28 $236,802 - $268,646	-28,949 Reduced 11.51%	222,482 $1.95 Million
Q1 2018 May 15, 2018	SELL	$7.99 - $10.25 $560,202 - $718,658	-70,113 Reduced 21.81%	251,431 $2.05 Million
Q4 2017 Feb 14, 2018	BUY	$7.97 - $9.56 $1.5 Million - $1.8 Million	187,789 Added 140.4%	321,544 $3.02 Million
Q3 2017 Nov 14, 2017	BUY	$8.97 - $9.92 $415,795 - $459,831	46,354 Added 53.04%	133,755 $1.27 Million
Q2 2017 Aug 14, 2017	BUY	N/A	87,401	87,401 $841,000

Others Institutions Holding NML

# of Institutions

78

Shares Held

22.3M

Call Options Held

0

Put Options Held

0

City Of London Investment Management CO LTD London, X0

5.25M
Shares

$46.8 Million
3.73% of portfolio
Morgan Stanley New York, NY

4.19M
Shares

$37.4 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

2.77M
Shares

$24.7 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

2.49M
Shares

$22.2 Million
0.43% of portfolio
Advisors Asset Management, Inc. Monument, CO

1.1M
Shares

$9.81 Million
0.17% of portfolio

About Neuberger Berman MLP & Energy Income Fund Inc.

Ticker NML
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Neuberger Berman MLP and Energy Income Fund Inc. is a closed ended fund of fund launched and managed by Neuberger Berman Management LLC. It is co-managed by Neuberger Berman LLC. The fund invests in the public equity markets. It primarily invests in master limited partnerships and limited liability companies. It was formerly known as Neuberger B...

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