Thomas J. Herzfeld Advisors, Inc. Vertical Capital Income Fund Transaction History

Thomas J. Herzfeld Advisors, Inc.

$300 Billion
Q3 2024

Shares

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 13, 2024	SELL	N/A	-150,673 Reduced 40.27%	223,527 $1.76 Billion
Q4 2023 Feb 14, 2024	SELL	N/A	-409,279 Reduced 52.24%	374,200 $2.97 Billion
Q3 2023 Nov 13, 2023	BUY	$7.72 - $9.95 $6.05 Million - $7.8 Million	783,479 New	783,479 $6.41 Billion
Q2 2023 Aug 14, 2023	SELL	$9.7 - $10.04 $394,460 - $408,286	-40,666 Reduced 8.04%	465,034 $4.63 Million
Q1 2023 May 16, 2023	SELL	$8.61 - $10.1 $41,319 - $48,469	-4,799 Reduced 0.94%	505,700 $4.96 Million
Q4 2022 Feb 14, 2023	BUY	$8.55 - $9.53 $520,310 - $579,948	60,855 Added 13.53%	510,499 $4.45 Million
Q3 2022 Nov 14, 2022	BUY	$9.27 - $9.75 $133,172 - $140,068	14,366 Added 3.3%	449,644 $4.01 Million
Q2 2022 Aug 10, 2022	BUY	$9.07 - $10.0 $403,143 - $444,480	44,448 Added 11.37%	435,278 $4.07 Million
Q1 2022 May 16, 2022	BUY	$9.77 - $10.33 $290,931 - $307,606	29,778 Added 8.25%	390,830 $3.91 Million
Q4 2021 Feb 14, 2022	BUY	$9.98 - $10.69 $460,427 - $493,183	46,135 Added 14.65%	361,052 $3.68 Million
Q3 2021 Nov 12, 2021	BUY	$10.28 - $10.84 $96,775 - $102,047	9,414 Added 3.08%	314,917 $3.3 Million
Q2 2021 Aug 16, 2021	SELL	$10.18 - $10.9 $8,663 - $9,275	-851 Reduced 0.28%	305,503 $3.3 Million
Q1 2021 May 14, 2021	BUY	$9.84 - $10.49 $204,258 - $217,751	20,758 Added 7.27%	306,354 $3.16 Million
Q4 2020 Feb 16, 2021	BUY	$9.64 - $10.21 $186,061 - $197,063	19,301 Added 7.25%	285,596 $2.81 Million
Q3 2020 Nov 12, 2020	BUY	$9.51 - $10.05 $291,148 - $307,680	30,615 Added 12.99%	266,295 $2.65 Million
Q2 2020 Aug 12, 2020	SELL	$8.29 - $9.9 $825,485 - $985,802	-99,576 Reduced 29.7%	235,680 $2.28 Million
Q1 2020 May 13, 2020	BUY	$7.76 - $10.94 $1.7 Million - $2.4 Million	219,224 Added 188.93%	335,256 $2.81 Million
Q4 2019 Feb 14, 2020	BUY	$9.87 - $10.53 $628,758 - $670,803	63,704 Added 121.74%	116,032 $1.21 Million
Q3 2019 Nov 08, 2019	BUY	$9.48 - $10.7 $496,069 - $559,909	52,328 New	52,328 $559,000

Others Institutions Holding VCIF

# of Institutions

22

Shares Held

1.76M

Call Options Held

0

Put Options Held

0

Terrapin Asset Management, LLC Miami, FL

531K
Shares

$4.35 Million
4.95% of portfolio
Cambridge Investment Research Advisors, Inc.

470K
Shares

$3.86 Million
0.01% of portfolio
Morgan Stanley New York, NY

259K
Shares

$2.12 Million
0.0% of portfolio
Cetera Investment Advisers Schaumburg, IL

100K
Shares

$820,163
0.0% of portfolio
Virtus ETF Advisers LLC New York, NY

99.1K
Shares

$812,611
0.39% of portfolio

About Vertical Capital Income Fund

Ticker VCIF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Vertical Capital Income Fund is a close ended fixed income mutual fund launched and managed by Vertical Capital Asset Management, LLC. The fund is co - managed by Behringer Advisors, LLC. The Fund invests mainly in fixed-income securities. The fund invests in stocks of companies operating across diversified sectors. It seeks to benchmark the per...

More about VCIF

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