Thomas J. Herzfeld Advisors, Inc. Vertical Capital Income Fund Transaction History

Thomas J. Herzfeld Advisors, Inc.

$285 Billion
Q2 2024

Shares

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 13, 2024	SELL	N/A	-150,673 Reduced 40.27%	223,527 $1.76 Billion
Q4 2023 Feb 14, 2024	SELL	N/A	-409,279 Reduced 52.24%	374,200 $2.97 Billion
Q3 2023 Nov 13, 2023	BUY	$7.72 - $9.95 $6.05 Million - $7.8 Million	783,479 New	783,479 $6.41 Billion
Q2 2023 Aug 14, 2023	SELL	$9.7 - $10.04 $394,460 - $408,286	-40,666 Reduced 8.04%	465,034 $4.63 Million
Q1 2023 May 16, 2023	SELL	$8.61 - $10.1 $41,319 - $48,469	-4,799 Reduced 0.94%	505,700 $4.96 Million
Q4 2022 Feb 14, 2023	BUY	$8.55 - $9.53 $520,310 - $579,948	60,855 Added 13.53%	510,499 $4.45 Million
Q3 2022 Nov 14, 2022	BUY	$9.27 - $9.75 $133,172 - $140,068	14,366 Added 3.3%	449,644 $4.01 Million
Q2 2022 Aug 10, 2022	BUY	$9.07 - $10.0 $403,143 - $444,480	44,448 Added 11.37%	435,278 $4.07 Million
Q1 2022 May 16, 2022	BUY	$9.77 - $10.33 $290,931 - $307,606	29,778 Added 8.25%	390,830 $3.91 Million
Q4 2021 Feb 14, 2022	BUY	$9.98 - $10.69 $460,427 - $493,183	46,135 Added 14.65%	361,052 $3.68 Million
Q3 2021 Nov 12, 2021	BUY	$10.28 - $10.84 $96,775 - $102,047	9,414 Added 3.08%	314,917 $3.3 Million
Q2 2021 Aug 16, 2021	SELL	$10.18 - $10.9 $8,663 - $9,275	-851 Reduced 0.28%	305,503 $3.3 Million
Q1 2021 May 14, 2021	BUY	$9.84 - $10.49 $204,258 - $217,751	20,758 Added 7.27%	306,354 $3.16 Million
Q4 2020 Feb 16, 2021	BUY	$9.64 - $10.21 $186,061 - $197,063	19,301 Added 7.25%	285,596 $2.81 Million
Q3 2020 Nov 12, 2020	BUY	$9.51 - $10.05 $291,148 - $307,680	30,615 Added 12.99%	266,295 $2.65 Million
Q2 2020 Aug 12, 2020	SELL	$8.29 - $9.9 $825,485 - $985,802	-99,576 Reduced 29.7%	235,680 $2.28 Million
Q1 2020 May 13, 2020	BUY	$7.76 - $10.94 $1.7 Million - $2.4 Million	219,224 Added 188.93%	335,256 $2.81 Million
Q4 2019 Feb 14, 2020	BUY	$9.87 - $10.53 $628,758 - $670,803	63,704 Added 121.74%	116,032 $1.21 Million
Q3 2019 Nov 08, 2019	BUY	$9.48 - $10.7 $496,069 - $559,909	52,328 New	52,328 $559,000

Others Institutions Holding VCIF

# of Institutions

25

Shares Held

1.53M

Call Options Held

0

Put Options Held

0

Terrapin Asset Management, LLC Miami, FL

531K
Shares

$4.35 Million
4.95% of portfolio
Cambridge Investment Research Advisors, Inc.

445K
Shares

$3.65 Million
0.01% of portfolio
Cetera Investment Advisers Schaumburg, IL

113K
Shares

$930,199
0.0% of portfolio
Access Financial Services, Inc.

81.1K
Shares

$665,266
0.35% of portfolio
Sfi Advisors, LLC Montclair, NJ

73.4K
Shares

$601,757
0.46% of portfolio

About Vertical Capital Income Fund

Ticker VCIF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Vertical Capital Income Fund is a close ended fixed income mutual fund launched and managed by Vertical Capital Asset Management, LLC. The fund is co - managed by Behringer Advisors, LLC. The Fund invests mainly in fixed-income securities. The fund invests in stocks of companies operating across diversified sectors. It seeks to benchmark the per...

More about VCIF

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Thomas J. Herzfeld Advisors, Inc., based on Form 13F filings with the SEC.

News

Stay updated on Thomas J. Herzfeld Advisors, Inc. with notifications on news.