Tradewinds Capital Management, LLC John Hancock Financial Opportunities Fund Transaction History

Tradewinds Capital Management, LLC

$372 Million
Q3 2024

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2020 Feb 10, 2021	SELL	$21.23 - $30.93 $6,963 - $10,145	-328 Closed	0 $0
Q3 2020 Oct 26, 2020	BUY	$19.76 - $24.1 $6,481 - $7,904	328 New	328 $7,000
Q1 2018 May 02, 2018	SELL	$36.89 - $40.76 $55,335 - $61,140	-1,500 Closed	0 $0
Q4 2017 Feb 01, 2018	BUY	$34.68 - $39.59 $52,020 - $59,385	1,500	1,500 $59,000

Others Institutions Holding BTO

# of Institutions

82

Shares Held

4.2M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.28M
Shares

$43.9 Million
0.0% of portfolio
Wells Fargo & Company San Francisco, CA

596K
Shares

$20.5 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

401K
Shares

$13.8 Million
0.02% of portfolio
Royal Bank Of Canada Toronto, A6

228K
Shares

$7.84 Million
0.0% of portfolio
Cornerstone Advisors, LLC Asheville, NC

227K
Shares

$7.8 Million
0.3% of portfolio

About JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND

Ticker BTO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
John Hancock Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by John Hancock Investment Management LLC. It is co-managed by John Hancock Asset Management. The fund invests in the public equity markets across the globe. It seeks to invest in the stocks of companies operating across the financial services sec...

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