Transform Wealth, LLC Nuveen Floating Rate Income Opportunity Fund Transaction History

Transform Wealth, LLC

$1.75 Billion
Q4 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Jan 12, 2023	BUY	$7.76 - $8.4 $12,222 - $13,230	1,575 Added 11.3%	15,519 $0
Q2 2022 Jul 15, 2022	BUY	$8.08 - $10.36 $20,240 - $25,951	2,505 Added 21.9%	13,944 $115,000
Q1 2022 Apr 25, 2022	SELL	$9.38 - $10.46 $4,502 - $5,020	-480 Reduced 4.03%	11,439 $116,000
Q4 2021 Jan 26, 2022	SELL	$9.89 - $10.13 $14,073 - $14,414	-1,423 Reduced 10.67%	11,919 $121,000
Q2 2021 Jul 20, 2021	BUY	$9.39 - $9.76 $125,281 - $130,217	13,342 New	13,342 $130,000
Q4 2020 Jan 20, 2021	SELL	$7.84 - $8.72 $104,601 - $116,342	-13,342 Closed	0 $0
Q3 2020 Oct 21, 2020	SELL	$7.74 - $8.4 $46,440 - $50,400	-6,000 Reduced 31.02%	13,342 $109,000
Q1 2020 Apr 30, 2020	BUY	$5.64 - $10.15 $9,007 - $16,209	1,597 Added 9.0%	19,342 $144,000
Q4 2019 Jan 24, 2020	BUY	$9.3 - $9.99 $920 - $989	99 Added 0.56%	17,745 $177,000
Q2 2019 Jul 30, 2019	BUY	$9.54 - $10.03 $610 - $641	64 Added 0.36%	17,646 $172,000
Q1 2019 Apr 12, 2019	BUY	$9.25 - $10.27 $582 - $647	63 Added 0.36%	17,582 $169,000
Q4 2018 Jan 30, 2019	SELL	$8.74 - $10.35 $20,442 - $24,208	-2,339 Reduced 11.78%	17,519 $158,000
Q3 2018 Oct 25, 2018	SELL	$10.1 - $10.41 $76,497 - $78,845	-7,574 Reduced 27.61%	19,858 $205,000
Q2 2018 Aug 03, 2018	BUY	$10.34 - $10.91 $858 - $905	83 Added 0.3%	27,432 $286,000
Q1 2018 May 03, 2018	BUY	$10.82 - $11.48 $324 - $344	30 Added 0.11%	27,349 $299,000
Q4 2017 Feb 08, 2018	SELL	$10.62 - $11.84 $31,859 - $35,520	-3,000 Reduced 9.89%	27,319 $311,000
Q3 2017 Oct 19, 2017	BUY	$11.56 - $11.87 $350,487 - $359,886	30,319	30,319 $359,000

Others Institutions Holding JRO

# of Institutions

7

Shares Held

446K

Call Options Held

0

Put Options Held

0

About Nuveen Floating Rate Income Opportunity Fund

Ticker JRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Opportunity Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. It invests in fixed income markets of the United States. The fund invests in adjustable rate loans, primarily in senior loans. It benchm...

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