U.S. Capital Wealth Advisors, LLC Main Stay Mac Kay Defined Term Municipal Opportunities Fund Transaction History

U.S. Capital Wealth Advisors, LLC

$2.65 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Jul 11, 2024	SELL	$15.99 - $16.58 $31,980 - $33,160	-2,000 Reduced 2.9%	67,010 $1.11 Million
Q1 2024 May 10, 2024	BUY	$16.12 - $16.74 $85,436 - $88,721	5,300 Added 8.32%	69,010 $1.13 Million
Q4 2023 Feb 06, 2024	SELL	$14.35 - $16.29 $83,230 - $94,482	-5,800 Reduced 8.34%	63,710 $1.04 Million
Q4 2022 Feb 03, 2023	BUY	$15.16 - $16.94 $452,465 - $505,591	29,846 Added 75.25%	69,510 $1.12 Million
Q3 2022 Nov 01, 2022	BUY	$15.58 - $18.97 $7,790 - $9,485	500 Added 1.28%	39,664 $618,000
Q2 2022 Aug 12, 2022	BUY	$16.88 - $19.15 $16,880 - $19,150	1,000 Added 2.62%	39,164 $710,000
Q1 2022 May 12, 2022	BUY	$18.4 - $21.43 $124,383 - $144,866	6,760 Added 21.53%	38,164 $716,000
Q4 2021 Jan 21, 2022	BUY	$20.66 - $21.8 $9,916 - $10,464	480 Added 1.55%	31,404 $684,000
Q3 2021 Nov 01, 2021	BUY	$21.65 - $23.15 $669,504 - $715,890	30,924 New	30,924 $677,000

Others Institutions Holding MMD

# of Institutions

72

Shares Held

7.56M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.15M
Shares

$17.2 Million
0.43% of portfolio
Morgan Stanley New York, NY

814K
Shares

$12.2 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

738K
Shares

$11 Million
0.0% of portfolio
Jane Street Group, LLC New York, NY

692K
Shares

$10.3 Million
0.0% of portfolio
Almitas Capital LLC Santa Monica, CA

587K
Shares

$8.76 Million
4.62% of portfolio

About MainStay MacKay DefinedTerm Municipal Opportunities Fund

Ticker MMD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
MainStay DefinedTerm Municipal Opportunities Fund is a closed-ended fixed income mutual fund launched and managed by New York Life Investment Management LLC. The fund is co-managed by MacKay Shields LLC. It invests in the fixed income markets of the United States. The fund primarily invests in investment grade municipal bonds which are exempt fr...

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