Ubs Group Ag Herzfeld Caribbean Basin Fund Inc Transaction History

Ubs Group Ag

$611 Billion
Q3 2025

A detailed history of Ubs Group Ag transactions in Herzfeld Caribbean Basin Fund Inc stock. As of the latest transaction made, Ubs Group Ag holds 2,325 shares of CUBA stock, worth $5,394. This represents 0.0% of its overall portfolio holdings.

Number of Shares

2,325

Holding current value

$5,394

% of portfolio

0.0%

28 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 13, 2025	BUY	$2.32 - $2.54 $5,394 - $5,905	2,325 New	2,325 $5,000
Q1 2025 May 13, 2025	BUY	$2.3 - $2.7 $379 - $445	165 Added 14.49%	1,304 $3,000
Q4 2024 Feb 14, 2025	BUY	$2.22 - $2.58 $417 - $485	188 Added 19.77%	1,139 $2,000
Q3 2024 Nov 14, 2024	BUY	$2.19 - $2.42 $2,082 - $2,301	951 New	951 $2,000
Q1 2024 May 13, 2024	BUY	$2.56 - $2.89 $12 - $14	5 New	5 $0

Q3 2023 Nov 09, 2023	SELL	$3.31 - $4.06 $443 - $544	-134 Reduced 70.9%	55 $0
Q2 2023 Aug 11, 2023	BUY	$3.59 - $3.95 $678 - $746	189 New	189 $0
Q4 2022 Feb 08, 2023	BUY	$3.63 - $4.36 $15,140 - $18,185	4,171 New	4,171 $15,000
Q1 2022 May 16, 2022	SELL	$4.8 - $5.74 $6,984 - $8,351	-1,455 Closed	0 $0
Q4 2021 Feb 14, 2022	BUY	$5.24 - $5.97 $1,383 - $1,576	264 Added 22.17%	1,455 $8,000
Q3 2021 Nov 15, 2021	SELL	$5.29 - $6.16 $26,233 - $30,547	-4,959 Reduced 80.63%	1,191 $7,000
Q2 2021 Aug 13, 2021	SELL	$5.85 - $6.27 $26,330 - $28,221	-4,501 Reduced 42.26%	6,150 $39,000
Q1 2021 May 12, 2021	BUY	$5.0 - $6.01 $48,430 - $58,212	9,686 Added 1003.73%	10,651 $63,000
Q4 2020 Feb 11, 2021	SELL	$3.45 - $5.17 $6,734 - $10,091	-1,952 Reduced 66.92%	965 $5,000
Q3 2020 Nov 12, 2020	BUY	$3.3 - $3.81 $844 - $975	256 Added 9.62%	2,917 $10,000
Q2 2020 Jul 31, 2020	SELL	$2.81 - $4.28 $2,070 - $3,154	-737 Reduced 21.69%	2,661 $9,000
Q1 2020 May 01, 2020	BUY	$2.58 - $6.62 $8,766 - $22,494	3,398 New	3,398 $12,000
Q3 2019 Nov 14, 2019	SELL	$5.67 - $6.51 $16,238 - $18,644	-2,864 Closed	0 $0
Q2 2019 Aug 14, 2019	SELL	$5.67 - $6.24 $9,140 - $10,058	-1,612 Reduced 36.01%	2,864 $18,000
Q1 2019 May 14, 2019	BUY	$4.64 - $5.71 $4,575 - $5,630	986 Added 28.25%	4,476 $26,000
Q4 2018 Feb 14, 2019	SELL	$4.64 - $6.22 $4,064 - $5,448	-876 Reduced 20.06%	3,490 $17,000
Q3 2018 Nov 14, 2018	BUY	$6.19 - $6.54 $14,410 - $15,225	2,328 Added 114.23%	4,366 $28,000
Q2 2018 Aug 14, 2018	SELL	$6.37 - $6.93 $35,818 - $38,967	-5,623 Reduced 73.4%	2,038 $13,000
Q1 2018 May 15, 2018	BUY	$6.8 - $7.29 $17,884 - $19,172	2,630 Added 52.28%	7,661 $55,000
Q4 2017 Feb 14, 2018	BUY	$6.59 - $7.09 $9,509 - $10,230	1,443 Added 40.22%	5,031 $36,000
Q3 2017 Nov 14, 2017	BUY	$6.91 - $7.16 $3,800 - $3,938	550 Added 18.1%	3,588 $26,000
Q2 2017 Aug 14, 2017	BUY	N/A	1,000 Added 49.07%	3,038 $22,000
Q1 2017 Nov 14, 2017	BUY	N/A	2,038	2,038 $14,000

Others Institutions Holding CUBA

# of Institutions

Shares Held

8.59M

Call Options Held

Put Options Held

Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

6.1M
Shares

$14.2 Million
4.98% of portfolio
Envestnet Asset Management Inc

1.62M
Shares

$3.75 Million
0.0% of portfolio
Choreo, LLC Minneapolis, MN

439K
Shares

$1.02 Million
0.01% of portfolio
Blue Bell Private Wealth Management, LLC

95.4K
Shares

$221,399
0.04% of portfolio
Hunting Hill Global Capital, LLC New York, NY

43.6K
Shares

$101,096
0.06% of portfolio

View Full List

About HERZFELD CARIBBEAN BASIN FUND INC

Ticker CUBA
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
The Herzfeld Caribbean Basin Fund Inc. is a closed-ended equity mutual fund launched by Thomas J. Herzfeld Advisors, Inc. The fund is managed by Herzfeld/Cuba. It invests in the public equity markets of the United States. The fund employing fundamental analysis investing in stocks of companies that are likely to benefit from economic, political,...

More about CUBA

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Ubs Group Ag, based on Form 13F filings with the SEC.

News

Stay updated on Ubs Group Ag with notifications on news.

Account