Ubs Group Ag Hercules Capital, Inc. Transaction History

Ubs Group Ag

$397 Billion
Q1 2024

A detailed history of Ubs Group Ag transactions in Hercules Capital, Inc. stock. As of the latest transaction made, Ubs Group Ag holds 253,425 shares of HTGC stock, worth $5.37 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares

253,425

Previous 171,399 47.86%

Holding current value

$5.37 Million

Previous $2.86 Million 63.63%

% of portfolio

0.0%

Previous 0.0%

29 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 13, 2024	BUY	$16.67 - $18.77 $1.37 Million - $1.54 Million	82,026 Added 47.86%	253,425 $4.68 Million
Q4 2023 Feb 09, 2024	SELL	$15.09 - $16.93 $1.59 Million - $1.79 Million	-105,474 Reduced 38.09%	171,399 $2.86 Million
Q3 2023 Nov 09, 2023	SELL	$14.86 - $18.02 $198,811 - $241,089	-13,379 Reduced 4.61%	276,873 $4.55 Million
Q2 2023 Aug 11, 2023	BUY	$12.38 - $15.08 $29,080 - $35,422	2,349 Added 0.82%	290,252 $4.3 Million
Q1 2023 May 12, 2023	SELL	$11.56 - $16.24 $166,140 - $233,401	-14,372 Reduced 4.75%	287,903 $3.71 Million

Q4 2022 Feb 08, 2023	SELL	$11.59 - $14.93 $2.8 Million - $3.61 Million	-241,552 Reduced 44.42%	302,275 $4 Million
Q3 2022 Nov 10, 2022	SELL	$11.45 - $25.47 $327,492 - $728,492	-28,602 Reduced 5.0%	543,827 $6.3 Million
Q2 2022 Aug 10, 2022	BUY	$12.82 - $18.91 $526,850 - $777,125	41,096 Added 7.73%	572,429 $7.72 Million
Q1 2022 May 16, 2022	BUY	$16.56 - $18.23 $68,243 - $75,125	4,121 Added 0.78%	531,333 $9.6 Million
Q4 2021 Feb 14, 2022	BUY	$16.14 - $18.07 $114,739 - $128,459	7,109 Added 1.37%	527,212 $8.75 Million
Q3 2021 Nov 15, 2021	BUY	$16.5 - $17.56 $833,217 - $886,744	50,498 Added 10.75%	520,103 $8.64 Million
Q2 2021 Aug 13, 2021	BUY	$15.98 - $17.66 $1.09 Million - $1.21 Million	68,285 Added 17.02%	469,605 $8.01 Million
Q1 2021 May 12, 2021	BUY	$14.21 - $16.6 $3.95 Million - $4.61 Million	277,987 Added 225.4%	401,320 $6.43 Million
Q4 2020 Feb 11, 2021	SELL	$11.13 - $14.42 $853,292 - $1.11 Million	-76,666 Reduced 38.33%	123,333 $1.78 Million
Q3 2020 Nov 12, 2020	BUY	$10.02 - $11.97 $155,430 - $185,678	15,512 Added 8.41%	199,999 $2.32 Million
Q2 2020 Jul 31, 2020	BUY	$6.64 - $11.83 $556,279 - $991,081	83,777 Added 83.19%	184,487 $1.93 Million
Q1 2020 May 01, 2020	SELL	$6.81 - $15.99 $7 Million - $16.4 Million	-1,028,013 Reduced 91.08%	100,710 $769,000
Q4 2019 Feb 14, 2020	SELL	$12.98 - $14.44 $1.2 Million - $1.34 Million	-92,519 Reduced 7.58%	1,128,723 $15.8 Million
Q3 2019 Nov 14, 2019	SELL	$12.66 - $13.44 $2.11 Million - $2.24 Million	-166,999 Reduced 12.03%	1,221,242 $16.3 Million
Q2 2019 Aug 14, 2019	BUY	$12.57 - $13.75 $938,174 - $1.03 Million	74,636 Added 5.68%	1,388,241 $17.8 Million
Q1 2019 May 14, 2019	SELL	$11.23 - $14.04 $6.81 Million - $8.52 Million	-606,567 Reduced 31.59%	1,313,605 $16.6 Million
Q4 2018 Feb 14, 2019	SELL	$10.63 - $13.28 $3.87 Million - $4.84 Million	-364,370 Reduced 15.95%	1,920,172 $21.2 Million
Q3 2018 Nov 14, 2018	BUY	$12.71 - $13.64 $2.67 Million - $2.86 Million	209,745 Added 10.11%	2,284,542 $30.1 Million
Q2 2018 Aug 14, 2018	BUY	$11.99 - $12.97 $1.87 Million - $2.02 Million	155,767 Added 8.12%	2,074,797 $26.2 Million
Q1 2018 May 15, 2018	SELL	$11.89 - $13.25 $3.97 Million - $4.43 Million	-334,193 Reduced 14.83%	1,919,030 $23.2 Million
Q4 2017 Feb 14, 2018	SELL	$12.44 - $13.94 $622,186 - $697,209	-50,015 Reduced 2.17%	2,253,223 $29.6 Million
Q3 2017 Nov 14, 2017	SELL	$12.04 - $13.4 $48,111 - $53,546	-3,996 Reduced 0.17%	2,303,238 $29.7 Million
Q2 2017 Aug 14, 2017	BUY	N/A	4,208 Added 0.18%	2,307,234 $30.5 Million
Q1 2017 Nov 14, 2017	BUY	N/A	2,303,026	2,303,026 $34.8 Million

Others Institutions Holding HTGC

# of Institutions

311

Shares Held

34.1M

Call Options Held

508K

Put Options Held

417K

View Full List

About Hercules Capital, Inc.

Ticker HTGC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 127,239,000
Market Cap $2.69B
Description
Hercules Capital, Inc. is a business development company. The firm specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower...

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