Vivaldi Capital Management LP Ares Dynamic Credit Allocation Fund, Inc. Transaction History

Vivaldi Capital Management LP

$341 Million
Q1 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 14, 2023	SELL	$12.1 - $12.93 $311,030 - $332,365	-25,705 Reduced 7.55%	314,712 $4.06 Million
Q2 2023 Aug 14, 2023	SELL	$11.61 - $12.33 $27,051 - $28,728	-2,330 Reduced 0.68%	340,417 $4.2 Million
Q1 2023 May 12, 2023	BUY	$11.42 - $12.85 $119,304 - $134,243	10,447 Added 3.14%	342,747 $4.1 Million
Q4 2022 Feb 14, 2023	BUY	$11.27 - $12.31 $365,057 - $398,745	32,392 Added 10.8%	332,300 $3.85 Million
Q3 2022 Nov 14, 2022	BUY	$11.65 - $13.45 $620,479 - $716,347	53,260 Added 21.59%	299,908 $3.58 Million

Q2 2022 Aug 15, 2022	BUY	$11.89 - $14.82 $2.23 Million - $2.78 Million	187,414 Added 316.4%	246,648 $3.01 Million
Q1 2022 May 16, 2022	BUY	$13.61 - $16.37 $806,174 - $969,660	59,234 New	59,234 $768,000

Others Institutions Holding ARDC

# of Institutions

49

Shares Held

6.08M

Call Options Held

0

Put Options Held

85.6K

Wells Fargo & Company San Francisco, CA

1.13M
Shares

$17.3 Million
0.0% of portfolio
Cohen & Steers, Inc. New York, NY

600K
Shares

$9.15 Million
0.02% of portfolio
Morgan Stanley New York, NY

431K
Shares

$6.58 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

372K
Shares

$5.68 Million
0.04% of portfolio
Stifel Financial Corp St. Louis, MO

330K
Shares

$5.04 Million
0.01% of portfolio

About Ares Dynamic Credit Allocation Fund, Inc.

Ticker ARDC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Ares Dynamic Credit Allocation Fund, Inc. is a closed-ended fixed income mutual fund launched by Ares Management LLC. The fund is managed by Ares Capital Management II LLC. It invests in the fixed income markets of Europe. The fund primarily invests in debt instruments such as senior loans made primarily to companies whose debt is rated below in...

More about ARDC

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Vivaldi Capital Management LP, based on Form 13F filings with the SEC.

News

Stay updated on Vivaldi Capital Management LP with notifications on news.