Vivaldi Capital Management LP Dtf Tax Free Income 2028 Term Fund Inc Transaction History

Vivaldi Capital Management LP

$341 Million
Q1 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$14.2 - $14.5 $721,530 - $736,774	-50,812 Closed	0 $0
Q3 2021 Nov 16, 2021	SELL	$14.44 - $15.06 $11,884 - $12,394	-823 Reduced 1.59%	50,812 $734,000
Q2 2021 Aug 16, 2021	BUY	$14.4 - $15.02 $12,844 - $13,397	892 Added 1.76%	51,635 $772,000
Q1 2021 May 17, 2021	BUY	$14.11 - $14.9 $715,983 - $756,070	50,743 New	50,743 $744,000
Q4 2020 Feb 16, 2021	SELL	$14.2 - $15.05 $1.07 Million - $1.13 Million	-75,243 Closed	0 $0

Q3 2020 Nov 16, 2020	SELL	$14.21 - $14.53 $188,154 - $192,391	-13,241 Reduced 14.96%	75,243 $1.09 Million
Q2 2020 Aug 13, 2020	BUY	$13.29 - $14.35 $124,912 - $134,875	9,399 Added 11.88%	88,484 $1.28 Million
Q1 2020 May 15, 2020	BUY	$12.09 - $15.39 $440,281 - $560,457	36,417 Added 85.35%	79,085 $1.1 Million
Q4 2019 Feb 11, 2020	BUY	$14.02 - $14.95 $31,376 - $33,458	2,238 Added 5.54%	42,668 $631,000
Q3 2019 Nov 14, 2019	BUY	$13.67 - $14.5 $29,636 - $31,436	2,168 Added 5.67%	40,430 $585,000
Q2 2019 Aug 14, 2019	BUY	$13.25 - $13.96 $60,499 - $63,741	4,566 Added 13.55%	38,262 $530,000
Q1 2019 May 15, 2019	SELL	$12.59 - $13.43 $1.46 Million - $1.56 Million	-115,859 Reduced 77.47%	33,696 $446,000
Q4 2018 Feb 13, 2019	BUY	$12.34 - $12.93 $254,253 - $266,409	20,604 Added 15.98%	149,555 $1.85 Million
Q3 2018 Nov 14, 2018	BUY	$12.68 - $13.44 $115,793 - $122,734	9,132 Added 7.62%	128,951 $1.66 Million
Q2 2018 Aug 13, 2018	BUY	$13.03 - $13.4 $315,573 - $324,534	24,219 Added 25.33%	119,819 $1.6 Million
Q1 2018 May 08, 2018	BUY	$13.14 - $14.3 $1.12 Million - $1.22 Million	85,459 Added 842.71%	95,600 $1.27 Million
Q4 2017 Feb 14, 2018	BUY	$13.93 - $14.34 $141,264 - $145,421	10,141	10,141 $143,000

Others Institutions Holding DTF

# of Institutions

30

Shares Held

3.01M

Call Options Held

0

Put Options Held

0

Relative Value Partners Group, LLC Northbrook, IL

524K
Shares

$5.79 Million
0.35% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

431K
Shares

$4.76 Million
0.24% of portfolio
1607 Capital Partners, LLC Richmond, VA

382K
Shares

$4.22 Million
0.33% of portfolio
Hara Capital LLC Bellevue, WA

365K
Shares

$4.03 Million
2.35% of portfolio
Almitas Capital LLC Santa Monica, CA

349K
Shares

$3.86 Million
1.79% of portfolio

About DTF TAX-FREE INCOME 2028 TERM FUND INC

Ticker DTF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
DTF Tax-Free Income 2028 Term Fund Inc. is a closed-ended fixed income mutual fund launched by Virtus Investment Partners, Inc. The fund is managed by Duff & Phelps Investment Management Co. It invests primarily in a diversified portfolio of investment grade tax-exempt utility obligations. The fund invests in various sectors, such as water a...

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