Vivaldi Capital Management LP Angel Oak Financial Strategies Income Term Trust Transaction History

Vivaldi Capital Management LP

$340 Million
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$16.16 - $17.3 $5.21 Million - $5.58 Million	-322,350 Closed	0 $0
Q3 2021 Nov 16, 2021	SELL	$16.97 - $18.45 $9.77 Million - $10.6 Million	-575,731 Reduced 64.11%	322,350 $5.49 Million
Q2 2021 Aug 16, 2021	SELL	$17.51 - $18.41 $3.49 Million - $3.66 Million	-199,037 Reduced 18.14%	898,081 $16.6 Million
Q1 2021 May 17, 2021	SELL	$16.66 - $17.66 $685,708 - $726,867	-41,159 Reduced 3.62%	1,097,118 $19.9 Million
Q4 2020 Feb 16, 2021	SELL	$16.27 - $17.18 $705,678 - $745,148	-43,373 Reduced 3.67%	1,138,277 $19.2 Million
Q3 2020 Nov 16, 2020	SELL	$15.76 - $16.88 $21.8 Million - $23.4 Million	-1,383,817 Reduced 53.94%	1,181,650 $20 Million
Q2 2020 Aug 13, 2020	BUY	$15.9 - $17.78 $40 Million - $44.7 Million	2,514,778 Added 4961.19%	2,565,467 $42.5 Million
Q1 2020 May 15, 2020	SELL	$12.67 - $21.65 $1.39 Million - $2.38 Million	-110,000 Reduced 68.46%	50,689 $867,000
Q4 2019 Feb 11, 2020	SELL	$19.7 - $21.0 $3.24 Million - $3.45 Million	-164,311 Reduced 50.56%	160,689 $3.33 Million
Q2 2019 Aug 14, 2019	BUY	$19.97 - $20.56 $6.49 Million - $6.68 Million	325,000 New	325,000 $6.53 Million

Others Institutions Holding FINS

# of Institutions

37

Shares Held

12.6M

Call Options Held

0

Put Options Held

0

Karpus Management, Inc. Pittsford, NY

4.34M
Shares

$55.4 Million
1.86% of portfolio
Sit Investment Associates Inc Minneapolis, MN

3.28M
Shares

$41.9 Million
0.97% of portfolio
Morgan Stanley New York, NY

2.12M
Shares

$27.1 Million
0.0% of portfolio
Ubs Group Ag

695K
Shares

$8.88 Million
0.0% of portfolio
Nations Financial Group Inc, Cedar Rapids, IA

541K
Shares

$6.91 Million
0.53% of portfolio

About Angel Oak Financial Strategies Income Term Trust

Ticker FINS
Exchange NYSE
Sector ETFs
Industry ETFs

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