Vivaldi Capital Management LP First Tr Pfd Secs & Income ETF Transaction History

Vivaldi Capital Management LP

$340 Million
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Feb 14, 2023	BUY	$16.29 - $17.16 $81,450 - $85,800	5,000 Added 7.94%	67,972 $1.14 Million
Q3 2022 Nov 14, 2022	BUY	$16.66 - $18.32 $249,900 - $274,800	15,000 Added 31.27%	62,972 $1.05 Million
Q2 2022 Aug 15, 2022	BUY	$17.23 - $19.08 $323,786 - $358,551	18,792 Added 64.4%	47,972 $827,000
Q1 2022 May 16, 2022	BUY	$18.67 - $20.32 $9,335 - $10,160	500 Added 1.74%	29,180 $522,000
Q3 2021 Nov 16, 2021	BUY	$20.5 - $20.75 $102,500 - $103,750	5,000 Added 21.11%	28,680 $589,000
Q2 2021 Aug 16, 2021	BUY	$20.22 - $20.6 $37,508 - $38,213	1,855 Added 8.5%	23,680 $489,000
Q4 2020 Feb 16, 2021	BUY	$19.15 - $20.31 $130,698 - $138,615	6,825 Added 45.5%	21,825 $441,000
Q1 2020 May 15, 2020	SELL	$13.6 - $20.48 $7.69 Million - $11.6 Million	-565,573 Reduced 97.42%	15,000 $246,000
Q4 2019 Feb 11, 2020	BUY	$19.72 - $20.07 $197,101 - $200,599	9,995 Added 1.75%	580,573 $11.7 Million
Q3 2019 Nov 14, 2019	BUY	$19.37 - $19.84 $10.8 Million - $11.1 Million	558,078 Added 4464.62%	570,578 $11.3 Million
Q2 2019 Aug 14, 2019	BUY	$19.06 - $19.39 $47,650 - $48,475	2,500 Added 25.0%	12,500 $242,000
Q4 2018 Feb 13, 2019	BUY	$17.82 - $19.07 $178,200 - $190,700	10,000 New	10,000 $180,000

Others Institutions Holding FPE

# of Institutions

447

Shares Held

194M

Call Options Held

0

Put Options Held

0

About FIRST TR PFD SECS & INCOME ETF

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