Vivaldi Capital Management LP Western Asset High Income Opportunity Fund Inc. Transaction History

Vivaldi Capital Management LP

$340 Million
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2019 Feb 11, 2020	SELL	$4.95 - $5.08 $3.07 Million - $3.15 Million	-620,541 Closed	0 $0
Q3 2019 Nov 14, 2019	BUY	$4.98 - $5.17 $222,048 - $230,519	44,588 Added 7.74%	620,541 $3.13 Million
Q2 2019 Aug 14, 2019	BUY	$4.85 - $5.13 $734,275 - $776,666	151,397 Added 35.66%	575,953 $2.96 Million
Q1 2019 May 15, 2019	BUY	$4.43 - $4.89 $468,445 - $517,088	105,744 Added 33.17%	424,556 $2.05 Million
Q4 2018 Feb 13, 2019	BUY	$4.16 - $4.8 $236,624 - $273,028	56,881 Added 21.72%	318,812 $1.4 Million
Q3 2018 Nov 14, 2018	BUY	$4.75 - $4.86 $104,177 - $106,589	21,932 Added 9.14%	261,931 $1.25 Million
Q2 2018 Aug 13, 2018	BUY	$4.76 - $4.88 $107,680 - $110,395	22,622 Added 10.41%	239,999 $1.16 Million
Q1 2018 May 08, 2018	BUY	$4.77 - $5.13 $169,363 - $182,145	35,506 Added 19.52%	217,377 $1.05 Million
Q4 2017 Feb 14, 2018	BUY	$4.92 - $5.18 $894,805 - $942,091	181,871	181,871 $922,000

Others Institutions Holding HIO

# of Institutions

105

Shares Held

29.9M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

4.95M
Shares

$19.5 Million
0.0% of portfolio
Capital Investment Advisors, LLC

3.41M
Shares

$13.4 Million
0.29% of portfolio
Pathstone Holdings, LLC Englewood, NJ

2.97M
Shares

$11.7 Million
0.05% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.71M
Shares

$6.74 Million
0.38% of portfolio
Penserra Capital Management LLC Orinda, CA

1.2M
Shares

$4.73 Million
0.11% of portfolio

About WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Ticker HIO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Income Opportunity Fund Inc. is a closed ended fixed-income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Western Asset Management Company and Western Asset Management Company Limited. The fund invests in the fixed income markets of the United States. It seeks to invest in high-...

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