Wambolt & Associates, LLC Fidus Investment Corp Transaction History

Wambolt & Associates, LLC

$366 Million
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2020 Jan 19, 2021	SELL	$10.0 - $14.31 $108,130 - $154,734	-10,813 Closed	0 $0
Q3 2020 Nov 04, 2020	SELL	$8.49 - $10.72 $47,017 - $59,367	-5,538 Reduced 33.87%	10,813 $107,000
Q2 2020 Jul 23, 2020	SELL	$5.36 - $11.02 $2,492 - $5,124	-465 Reduced 2.77%	16,351 $148,000
Q1 2020 May 11, 2020	SELL	$4.72 - $15.55 $1,661 - $5,473	-352 Reduced 2.05%	16,816 $111,000
Q4 2019 Feb 10, 2020	BUY	$14.17 - $16.06 $10,570 - $11,980	746 Added 4.54%	17,168 $255,000
Q3 2019 Oct 15, 2019	SELL	$14.49 - $16.33 $9,853 - $11,104	-680 Reduced 3.98%	16,422 $244,000
Q4 2018 Jan 29, 2019	BUY	$11.61 - $14.66 $198,554 - $250,715	17,102 New	17,102 $200,000

Others Institutions Holding FDUS

# of Institutions

118

Shares Held

7.72M

Call Options Held

65.8K

Put Options Held

10K

Van Eck Associates Corp

809K
Shares

$16.6 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

605K
Shares

$12.4 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

547K
Shares

$11.2 Million
0.01% of portfolio
Morgan Stanley New York, NY

447K
Shares

$9.15 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

399K
Shares

$8.17 Million
0.01% of portfolio

About FIDUS INVESTMENT Corp

Ticker FDUS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Fidus Investment Corporation is a business development company. It specializing in leveraged buyouts, refinancings, change of ownership transactions, recapitalizations, strategic acquisitions, mezzanine, growth capital, business expansion, lower middle market investments, debt investments, subordinated and second lien loans, senior secured and u...

More about FDUS

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