Wedbush Securities Inc Closed Holding Positions

Wedbush Securities Inc

$2.72 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Goldman Sachs Mlp Income	Q3 2019 Filed on Oct 17, 2019	14,749	N/A
RZG Invesco Fd Tr S&P Smallcap 600	Q3 2019 Filed on Oct 17, 2019	2,161	N/A
SLM Slm Corp Financial Services	Q3 2019 Filed on Oct 17, 2019	18,093	$7.84 - $10.13 $142K - $183K
Sierra Oncology Inc	Q3 2019 Filed on Oct 17, 2019	39,400	N/A
Bitauto Holdings LTD	Q3 2019 Filed on Oct 17, 2019	13,050	N/A
Cbs Corp New	Q3 2019 Filed on Oct 17, 2019	4,703	N/A
KMF Kayne Anderson Next Gen Energy & Infrastructure, Inc. Financial Services	Q3 2019 Filed on Oct 17, 2019	14,418	$10.02 - $12.04 $144K - $174K
Stonemor Partners	Q3 2019 Filed on Oct 17, 2019	27,770	N/A
TPVG Triple Point Venture Growth Bdc Corp. Financial Services	Q3 2019 Filed on Oct 17, 2019	19,147	$14.33 - $17.04 $274K - $326K
HL Hecla Mining CO Basic Materials	Q3 2019 Filed on Oct 17, 2019	11,104	$1.44 - $2.07 $16K - $23K
LTHM Livent Corp. Basic Materials	Q3 2019 Filed on Oct 17, 2019	41,236	$5.64 - $7.66 $233K - $316K
Neovasc Inc Oldchg	Q3 2019 Filed on Oct 17, 2019	36,000	N/A
NEWR New Relic, Inc. Technology	Q3 2019 Filed on Oct 17, 2019	2,661	$56.3 - $95.78 $150K - $255K
Phillips 66 Partners LP	Q3 2019 Filed on Oct 17, 2019	8,650	N/A
Shiftpixy Inc	Q3 2019 Filed on Oct 17, 2019	92,650	N/A
ACER Acer Therapeutics Inc. Healthcare	Q3 2019 Filed on Oct 17, 2019	24,055	$1.95 - $3.93 $46.9K - $94.5K
Csg Sys Intl Inc	Q3 2019 Filed on Oct 17, 2019	15,000	N/A
CLDX Celldex Therapeutics, Inc. Healthcare	Q3 2019 Filed on Oct 17, 2019	13,356	$2.05 - $2.75 $27.4K - $36.7K
Etrade Financial Corp	Q3 2019 Filed on Oct 17, 2019	4,762	N/A
Glu Mobile Inc	Q3 2019 Filed on Oct 17, 2019	10,480	N/A
Insys Therapeutics Inc	Q3 2019 Filed on Oct 17, 2019	10,500	N/A
IFF International Flavors & Fragrances Inc Basic Materials	Q3 2019 Filed on Oct 17, 2019	1,424	$106.5 - $146.32 $152K - $208K
NAVB Navidea Biopharmaceuticals, Inc. Healthcare	Q3 2019 Filed on Oct 17, 2019	89,208	$0.5 - $0.91 $44.6K - $81.2K
Nuance Commns Inc	Q3 2019 Filed on Oct 17, 2019	5,000	N/A
Ruhnn Holding LTD	Q3 2019 Filed on Oct 17, 2019	10,400	N/A
Tailored Brands Inc	Q3 2019 Filed on Oct 17, 2019	12,985	N/A
Xilinx Inc	Q3 2019 Filed on Oct 17, 2019	2,737	N/A
Zosano Pharma Corp New	Q3 2019 Filed on Oct 17, 2019	20,850	N/A
NVCR Novo Cure LTD Healthcare	Q3 2019 Filed on Oct 17, 2019	3,805	$61.86 - $97.8 $235K - $372K
Allianzgi Conv & Incm Ii	Q2 2019 Filed on Aug 01, 2019	13,562	N/A
Cancer Genetics Inc	Q2 2019 Filed on Aug 01, 2019	24,022	N/A
Citrix Sys Inc	Q2 2019 Filed on Aug 01, 2019	8,000	N/A
Dowdupont Inc	Q2 2019 Filed on Aug 01, 2019	34,499	N/A
Fuelcell Energy Inc	Q2 2019 Filed on Aug 01, 2019	37,988	N/A
Genesee & Wyoming Inc	Q2 2019 Filed on Aug 01, 2019	5,097	N/A
Goldcorp Inc	Q2 2019 Filed on Aug 01, 2019	26,247	N/A
Illumina Inc	Q2 2019 Filed on Aug 01, 2019	6,000	N/A
KSU Kansas City Southern Industrials	Q2 2019 Filed on Aug 01, 2019	2,841	N/A
Navidea	Q2 2019 Filed on Aug 01, 2019	299,000	N/A
Novavax Inc	Q2 2019 Filed on Aug 01, 2019	54,444	N/A
Nuveen High Income	Q2 2019 Filed on Aug 01, 2019	14,000	N/A
Rexahn Pharmaceuticals	Q2 2019 Filed on Aug 01, 2019	25,500	N/A
TOTL Ssga Active ETF Tr Spdr Doblel ETFs	Q2 2019 Filed on Aug 01, 2019	9,648	N/A
SSL Sasol LTD Basic Materials	Q2 2019 Filed on Aug 01, 2019	6,797	$23.98 - $33.91 $163K - $230K
Rite Aid Corp	Q2 2019 Filed on Aug 01, 2019	33,375	N/A
Social Reality Inc	Q2 2019 Filed on Aug 01, 2019	17,883	N/A
Viacom Inc	Q2 2019 Filed on Aug 01, 2019	7,963	N/A
AFMD Affimed N.V. Healthcare	Q2 2019 Filed on Aug 01, 2019	11,000	$2.6 - $4.21 $28.6K - $46.3K
CDTX Cidara Therapeutics, Inc. Healthcare	Q2 2019 Filed on Aug 01, 2019	16,050	$1.49 - $2.94 $23.9K - $47.2K
Dreyfus Strategic	Q2 2019 Filed on Aug 01, 2019	13,907	N/A

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