Wellington Management Group LLP B. Riley Financial, Inc. Transaction History

Wellington Management Group LLP

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2021 May 17, 2021	SELL	$43.34 - $66.25 $1.63 Million - $2.49 Million	-37,622 Closed	0 $0
Q4 2020 Feb 12, 2021	SELL	$24.67 - $44.52 $87,627 - $158,135	-3,552 Reduced 8.63%	37,622 $1.66 Million
Q3 2020 Nov 16, 2020	BUY	$21.29 - $27.4 $203,596 - $262,026	9,563 Added 30.25%	41,174 $1.03 Million
Q2 2020 Aug 14, 2020	BUY	$16.04 - $23.5 $246,470 - $361,101	15,366 Added 94.59%	31,611 $688,000
Q1 2020 May 14, 2020	SELL	$14.62 - $27.96 $137,106 - $262,208	-9,378 Reduced 36.6%	16,245 $300,000
Q4 2019 Feb 11, 2020	BUY	$22.2 - $29.7 $568,830 - $761,003	25,623 New	25,623 $645,000

155

9.41M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $137M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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