West Family Investments, Inc. Closed Holding Positions

West Family Investments, Inc.

  • $393 Million
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
FSK
Fs Kkr Capital Corp

Financial Services
Q1 2021 Filed on May 12, 2021
11,776
$16.34 - $20.99 $192K - $247K
Solar Sr Cap LTD
Q1 2021 Filed on May 12, 2021
249,984
N/A
EQS
Equus Total Return, Inc.

Financial Services
Q1 2021 Filed on May 12, 2021
210,276
$1.61 - $2.23 $339K - $469K
Tc Pipelines LP
Q1 2021 Filed on May 12, 2021
110,000
N/A
XMPT
Vaneck Cef Muni Income ETF

ETFs
Q1 2021 Filed on May 12, 2021
20,995
$27.78 - $29.21 $583K - $613K
OCSL
Oaktree Specialty Lending Corp

Financial Services
Q1 2021 Filed on May 12, 2021
955,450
$5.56 - $6.34 $5.31M - $6.06M
CGBD
Carlyle Secured Lending, Inc.

Financial Services
Q1 2021 Filed on May 12, 2021
187,000
$10.23 - $13.8 $1.91M - $2.58M
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 12, 2021
867,548
N/A
Oaktree Strategic Income Cor
Q1 2021 Filed on May 12, 2021
277,529
N/A
BBDC
Barings Bdc, Inc.

Financial Services
Q1 2021 Filed on May 12, 2021
1,461,814
$8.83 - $10.2 $12.9M - $14.9M
TPVG
Triple Point Venture Growth Bdc Corp.

Financial Services
Q1 2021 Filed on May 12, 2021
66,459
$12.83 - $15.13 $853K - $1.01M
Grubhub Inc
Q1 2021 Filed on May 12, 2021
15,000
N/A
SLRC
Slr Investment Corp.

Financial Services
Q1 2021 Filed on May 12, 2021
300,524
$17.35 - $19.35 $5.21M - $5.82M
PNNT
Pennantpark Investment Corp

Financial Services
Q1 2021 Filed on May 12, 2021
433,348
$4.49 - $6.21 $1.95M - $2.69M
Fs Kkr Cap Corp Ii
Q1 2021 Filed on May 12, 2021
50,000
N/A
FCRD
First Eagle Alternative Capital Bdc, Inc.

Financial Services
Q1 2021 Filed on May 12, 2021
541,036
$3.3 - $4.04 $1.79M - $2.19M
PFLT
Pennant Park Floating Rate Capital Ltd.

Financial Services
Q1 2021 Filed on May 12, 2021
37,165
$10.46 - $12.63 $389K - $469K
TCPC
Black Rock Tcp Capital Corp.

Financial Services
Q1 2021 Filed on May 12, 2021
20,000
$11.13 - $14.89 $223K - $298K
NEWT
Newtek Business Services Corp.

Financial Services
Q1 2021 Filed on May 12, 2021
17,971
$18.99 - $28.4 $341K - $510K
BOCT
Innovator U.S. Equity Buffer E

ETFs
Q1 2021 Filed on May 12, 2021
15,000
$29.71 - $31.22 $446K - $468K
SKT
Tanger Factory Outlet Centers, Inc

Real Estate
Q1 2021 Filed on May 12, 2021
3,800
$9.82 - $17.86 $37.3K - $67.9K
GBDC
Golub Capital Bdc, Inc.

Financial Services
Q1 2021 Filed on May 12, 2021
27,190
$14.08 - $15.36 $383K - $418K
NAD
Nuveen Quality Municipal Income Fund

Financial Services
Q1 2021 Filed on May 12, 2021
37,385
$14.74 - $15.45 $551K - $578K
Summit Midstream Partners LP
Q1 2021 Filed on May 12, 2021
22,379
N/A
Contura Energy Inc
Q4 2020 Filed on Feb 16, 2021
24,032
N/A
Pdl Biopharma Inc
Q4 2020 Filed on Feb 16, 2021
1,269,799
N/A
MOV
Movado Group Inc

Consumer Cyclical
Q4 2020 Filed on Feb 16, 2021
25,100
$10.3 - $18.46 $259K - $463K
Transatlantic Petroleum LTD
Q4 2020 Filed on Feb 16, 2021
2,592,821
N/A
Mvc Cap Inc
Q4 2020 Filed on Feb 16, 2021
908,753
N/A
Medley Mgmt Inc
Q4 2020 Filed on Feb 16, 2021
40,134
N/A
PLNT
Planet Fitness, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 16, 2021
400
$59.24 - $78.5 $23.7K - $31.4K
ZBH
Zimmer Biomet Holdings, Inc.

Healthcare
Q3 2020 Filed on Nov 12, 2020
22,100
$113.59 - $141.68 $2.51M - $3.13M
Tpg Specialty Lending Inc
Q3 2020 Filed on Nov 12, 2020
55,220
N/A
Medley Cap Corp
Q3 2020 Filed on Nov 12, 2020
240,237
N/A
Thl Credit Inc
Q3 2020 Filed on Nov 12, 2020
901,763
N/A
NMFC
New Mountain Finance Corp

Financial Services
Q3 2020 Filed on Nov 12, 2020
112,968
$8.81 - $10.61 $995K - $1.2M
PMT
Penny Mac Mortgage Investment Trust

Real Estate
Q3 2020 Filed on Nov 12, 2020
35,500
$15.85 - $19.93 $563K - $708K
CVS
Cvs Health Corp

Healthcare
Q3 2020 Filed on Nov 12, 2020
300
$56.71 - $65.71 $17K - $19.7K
Alps ETF Tr
Q3 2020 Filed on Nov 12, 2020
750
N/A
Alps ETF Tr
Q3 2020 Filed on Nov 12, 2020
760,212
N/A
IIPR
Innovative Industrial Properties Inc

Real Estate
Q3 2020 Filed on Nov 12, 2020
450
$89.34 - $128.3 $40.2K - $57.7K
SLB
Schlumberger Limited

Energy
Q3 2020 Filed on Nov 12, 2020
5,000
$15.56 - $20.36 $77.8K - $102K
HUM
Humana Inc

Healthcare
Q3 2020 Filed on Nov 12, 2020
100
$381.58 - $427.77 $38.2K - $42.8K
IIPR
Innovative Industrial Properties Inc

Real Estate
Q3 2020 Filed on Nov 12, 2020
15,400
$89.34 - $128.3 $1.38M - $1.98M
YETI
Yeti Holdings, Inc.

Consumer Cyclical
Q3 2020 Filed on Nov 12, 2020
30,775
$40.56 - $53.54 $1.25M - $1.65M
Fs Kkr Capital Corp
Q3 2020 Filed on Nov 12, 2020
2,167,969
N/A
Plains Gp Hldgs L P
Q3 2020 Filed on Nov 12, 2020
52,788
N/A
XLV
Select Sector Spdr Fund Health

ETFs
Q2 2020 Filed on Aug 12, 2020
142,000
$85.21 - $103.92 $12.1M - $14.8M
BNOV
Innovator U.S. Equity Buffer E

ETFs
Q2 2020 Filed on Aug 12, 2020
10,000
$21.99 - $26.87 $220K - $269K
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