Institutional shares held 136,562
0 calls
0 puts
Total value of holdings $169K
$0 calls
$0 puts
Market Cap $16.2M
13,518,100 Shares Out.
Institutional ownership 1.01%
# of Institutions 11


Latest Institutional Activity in EQS

Top Purchases

Q3 2024
Uncommon Cents Investing LLC Shares Held: 1.82K ($2.19K)
Q3 2024
Concourse Financial Group Securities, Inc. Shares Held: 0 ($0)
Q2 2024
Susquehanna International Group, LLP Shares Held: 12.2K ($14.7K)
Q2 2024
Advisor Group Holdings, Inc. Shares Held: 2.5K ($3K)
Q4 2023
Baystate Wealth Management LLC Shares Held: 1K ($1.2K)

Top Sells

Q3 2024
Ubs Group Ag Shares Held: 676 ($811)
Q3 2024
Morgan Stanley Shares Held: 35.7K ($42.8K)
Q2 2024
Fny Investment Advisers, LLC Shares Held: 69.9K ($83.8K)
Q1 2024
Shufro Rose & CO LLC Shares Held: 60K ($72K)
Q3 2023
Blue Bell Private Wealth Management, LLC Shares Held: 9.1K ($10.9K)

About EQS

Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equity-oriented securities issued by privately owned companies, debt securities including subordinate debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock, and preferred equity financing. It invests in small to mid-sized companies and acts as a lead investor. It invests in technology, telecommunication, financial services, natural resource and industrial manufacturing and services. It invests in companies engaged in the alternative energy, real estate, healthcare, education, e-learning, leisure and entertainment, and foreign investment sector in the United States, China, India, and Europe. It investments include common and preferred stock, debt convertible into common or preferred stock, debt combined with warrants and options, and other rights to acquire common or preferred stock. It seeks to invest in companies between $1 million to $25 million with revenues between $5 million and $150 million with EBITDA between $2 million to $50 million. It seeks to take control and non-control equity positions. Equus Total Return, Inc. was founded in 1991 and is based in Houston, Texas with additional office in Vancouver, Canada.


Insider Transactions at EQS

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Date Insider Transaction Ownership Type Shares Traded Value / Price
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Last 12 Months Summary

Buy / Acquisition
0 Shares
From 0 Insiders
Sell / Disposition
0 Shares
From 0 Insiders

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P - Open market or private purchase×
S - Open market or private sale×
V - Transaction voluntarily reported earlier than required×
A - Grant, award, or other acquisition×
D - Sale (or disposition) back to the issuer×
F - Payment of exercise price or tax liability×
I - Discretionary transaction×
M - Exercise of conversion of derivative security×
C - Conversion of derivative security×
E - Expiration of short derivative position×
H - Expiration (or cancellation) of long derivative position with value received×
O - Exercise of out-of-the-money derivative securities×
X - Exercise of in-the-money or at-the-money derivatives securities×
G - Bona fide gift×
L - Small Acquisition×
W - Acquisition or disposition by will or laws×
Z - Deposit into or withdrawal from voting trust×
J - Other acquisition or disposition×
K - Transaction in equity swap or similar instrument×
U - Disposition due to a tender of shares in a change of control transaction×
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