Institutional Ownership Equus Total Return, Inc. (EQS)
This table provides information about the institutional ownership of Equus Total Return, Inc. (EQS). We have compiled data on the 11 institutions that hold shares in the stock, with a total of 220,366 shares, which have been reported (via 13F filing form) to have a value of $279,000.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Fny Investment Advisers, LLC
|
May 02, 2024 Q1 2024 |
88,264
shares
|
$112,095
0.08% of portfolio
|
Q1 2024
Reduced 11.74%
|
|
|
Shufro Rose & CO LLC
|
May 08, 2024 Q1 2024 |
60,000
shares
|
$76,200
0.01% of portfolio
|
Q1 2024
Reduced 22.81%
|
|
|
Morgan Stanley
New York, NY |
May 15, 2024 Q1 2024 |
35,666
shares
|
$45,295
0.0% of portfolio
|
Q4 2023
Reduced 3.93%
|
|
|
Css LLC
Chicago, IL |
May 15, 2024 Q1 2024 |
22,999
shares
|
$29,208
0.0% of portfolio
|
Q3 2022
Added 58.62%
|
|
|
Blue Bell Private Wealth Management, LLC
|
Apr 24, 2024 Q1 2024 |
9,102
shares
|
$11,559
0.0% of portfolio
|
Q3 2023
Reduced 6.05%
|
|
|
Nbc Securities, Inc.
Birmingham, AL |
Jul 10, 2024 Q2 2024 |
2,800
shares
|
$3,556
0.0% of portfolio
|
Q3 2023
New holding
|
|
|
Baystate Wealth Management LLC
|
Jan 29, 2024 Q4 2023 |
1,000
shares
|
$1,270
0.0% of portfolio
|
Q4 2023
New holding
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
May 10, 2024 Q1 2024 |
497
shares
|
$631
0.0% of portfolio
|
Q1 2024
New holding
|
|
|
Ubs Group Ag
|
May 13, 2024 Q1 2024 |
37
shares
|
$46
0.0% of portfolio
|
Q1 2024
New holding
|
|
|
Wells Fargo & Company
San Francisco, CA |
May 10, 2024 Q1 2024 |
1
shares
|
$1
0.0% of portfolio
|
Q2 2023
New holding
|
|
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
Jul 23, 2024 Q2 2024 |
0
shares
|
$0
0.0% of portfolio
|
Q2 2024
New holding
|