Latest Institutional Transactions on Equus Total Return, Inc. (EQS)
This table provides information on the latest institutional transactions involving Equus Total Return, Inc. (EQS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1- -0.0% |
$1.24 - $1.48
|
35.7K
$37.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-1.41K- 67.52% |
$1.74K - $2.08K
|
676
$717
|
|
|
Oct 17, 2024
Q3 2024
|
Uncommon Cents Investing LLC
|
BUY
|
- |
1.82KNew |
$2.26K - $2.7K
|
1.82K
$1.93K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.2KNew |
$15.3K - $18.7K
|
12.2K
$13K
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2K+ 402.41% |
$2.5K - $3.06K
|
2.5K
$2.65K
|
|
|
Aug 05, 2024
Q2 2024
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-18.4K- 20.86% |
$23K - $28.2K
|
69.9K
$74K
|
|
| Q1 2024 | |||||||
|
May 08, 2024
Q1 2024
|
Shufro Rose & CO LLC
|
SELL
|
- |
-17.7K- 22.81% |
$25.2K - $29.8K
|
60K
$63.6K
|
|
| Q4 2023 | |||||||
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
1KNew |
$1.38K - $1.51K
|
1K
$1.06K
|
|
| Q3 2023 | |||||||
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.8KNew |
$3.78K - $4.34K
|
2.8K
$2.97K
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-586- 6.05% |
$791 - $908
|
9.1K
$9.65K
|
|
| Q2 2023 | |||||||
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1New |
$1.46 - $1.65
|
1
$1.06
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
8.5K+ 58.62% |
$12.7K - $22.4K
|
23K
$24.4K
|
|
| Q2 2022 | |||||||
|
Jul 28, 2022
Q2 2022
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-60.6KClosed |
$142K - $164K
|
0
$0
|
|
|
Jul 07, 2022
Q2 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-223Closed |
$524 - $602
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-10.1KClosed |
$19.2K - $27.9K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-66.1KClosed |
$125K - $182K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-210KClosed |
$339K - $469K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-39Closed |
$62.8 - $87
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-54.2KClosed |
$59.6K - $125K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-210Closed |
$231 - $483
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Wynnefield Capital Inc
New York, NY |
SELL
|
- |
-58.1KClosed |
$63.9K - $134K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-20KClosed |
$22K - $46K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-31KClosed |
$34.1K - $71.3K
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-11.9KClosed |
$13.1K - $27.4K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-812Closed |
$926 - $1.23K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-16.4KClosed |
$18.7K - $24.7K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-1.41KClosed |
$1.33K - $1.8K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-96.9KClosed |
$92.1K - $183K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-27.7KClosed |
$41.6K - $50.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-1.17KClosed |
$2.1K - $2.32K
|
0
$0
|
|
|
Apr 15, 2019
Q1 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-684Closed |
$1.22K - $1.35K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 11, 2019
Q4 2018
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15KClosed |
$28.4K - $33K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Gendell Jeffrey L
Greenwich, CT |
SELL
|
- |
-99.8KClosed |
$229K - $244K
|
0
$0
|
|