Thomas J. Herzfeld Advisors, Inc. Equus Total Return, Inc. Transaction History

Thomas J. Herzfeld Advisors, Inc.

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2019 May 14, 2019	SELL	$1.79 - $1.98 $2,101 - $2,324	-1,174 Closed	0 $0
Q4 2018 Feb 14, 2019	SELL	$1.89 - $2.2 $71,774 - $83,547	-37,976 Reduced 97.0%	1,174 $2,000
Q1 2018 May 15, 2018	SELL	$2.34 - $2.45 $8,405 - $8,800	-3,592 Reduced 8.4%	39,150 $93,000
Q4 2017 Feb 14, 2018	SELL	$2.29 - $2.44 $25,313 - $26,971	-11,054 Reduced 20.55%	42,742 $103,000
Q2 2017 Aug 14, 2017	BUY	N/A	53,796	53,796 $127,000

137K

Ticker EQS
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 13,518,100
Market Cap $15.8M
Description
Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equit...

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